The 508 From NC DWI Services form serves as a critical document for monitoring and documenting assessments and compliance related to DWI (Driving While Intoxicated) services in North Carolina. It details guidelines and criteria for assessment, documentation, and compliance, including a system for tracking completion certificates and ensuring that all mandatory steps have been fulfilled as per Division Policy ACC002 and the Office of DWI Services. If you need to file this form or ensure your compliance with NC DWI service requirements, click the button below to get started.
The 508 Form from North Carolina DWI Services stands as a crucial instrument in the administration and monitoring of DWI assessments and treatments, a reflection of the state's commitment to addressing the challenges of driving while impaired. Developed by the NC Division of Mental Health, Developmental Disabilities, and Substance Abuse Services for the 2010-2011 period, this comprehensive tool underscores the systematic approach towards ensuring compliance with division policies, notably ACC002 and the guidelines of the Office of DWI Services. Through its structured sections, the form delineates the process for documenting assessments, clinician credentials, client diagnoses according to DSM-IV criteria, adherence to ASAM patient criteria, and the intricacies of the e508 system for certificate completion. This process is designed to facilitate a holistic assessment and treatment pathway for individuals charged with DWI offenses, emphasizing the necessity of correct diagnosis, treatment referral, and consistent communication among providers, clients, and the state oversight entities. Notably, it also integrates considerations specific to cases of Driving While License Revoked (DWLR), underlining the nuanced approach required in these instances. Furthermore, the mechanism for documenting areas not met and the consequent requirement for Plans of Correction as elucidated in the form, highlights the ongoing commitment to quality improvement in DWI services across North Carolina.
NC DIVISION OF MH/DD/SAS
2010-2011 DWI MONITORING TOOL 2 – ASSESSMENT/E508 SYSTEM
Areas deemed not met are documented on the Review Findings and Exit Form. Forms are signed by the Provider indicating acknowledge of findings that result in Plan(s) of Correction as required by Division Policy ACC002 and the Office of DWI Services.
PROVIDER/FACILITY NAME:
PROVIDER CODE:
CLIENT NAME:
RECORD #:
ASSESSMENT DATE:
CONTROL #:
SYSTEM COMPLIANCE FOR ASSESSMENT/CERTIFICATE OF COMPLETION
0 = NOT MET; 1 = MET; 9 = NOT APPLICABLE
RATING
Check √ if this is a Driving While License Revoked (DWLR) Assessment □
SECTION I: STAFF CREDENTIALS/APPROVALS – ASSESEMENT PROVIDERS
In accordance with 10A NCAC 27G.0104
1. Staff is qualified to complete assessments as verified by NCSAPPB.
1.
SECTION II: CLINICAL ASSESSMENT
2. Evidence of DSM-IV diagnosis is present as determined by clinical assessment.
DSM IV Codes: Alcohol Dependence 303.90:
_____
Alcohol Abuse 305.00:
Other: Indicate Disorder or Code: _____
ADETs: No Diagnosis
NOTE: FOR DWLR ASSESSEENTS: Enter “9” and complete Section IV.
3.Evidence of ASAM Patient Criteria is present as determined by clinical assessment.
4.Client Signature is present indicating they were given an updated list of all DWI Providers within their service area.
5.The client signature is present on the Consent Form for Release of Information and includes the various agencies for communicating and reporting findings. (10A NCAC 27G .3807 (d).
2.
3.
4.
5.
SECTION III: DOCUMENTATION: CERTIFICATE OF COMPLETION – e508 SYSTEM
In accordance with Division Policy 0108 eff. 2/1/2008 and Division Policy 1207 eff. 12/1/2007
6.There is evidence that Certificate of Completion was submitted within two (2) weeks of the assessment date.
Assessment Date:_____________ Date Sent to State Office: ____________
7.There is evidence that the provider has managed the e508 system to ensure every step of the process has been completed for the assessment. (Exceptions Noted).
8.The provider has made efforts to resolve holds/rejects within the e508 system that are associated with this client record. (Exceptions Noted).
6.
7.
8.
2010-2011 DWI Monitoring Tool 2
Page 1
9.Certificate of Completion Form which indicates date sent to State Office has been signed by professional staff and placed within client file. (Date Sent to State Office does not indicate <blank>).
9.
SECTION IV: DRIVING WHILE LICENSE REVOKED – DWLR
In accordance with Statutory Reference G.S. 20-28
10.Diagnosis was based on clinical assessment that indicates:
a.Early Full Remission _____
b.Sustained Remission _____
c. Partial Remission
d. Other:
11.Client was referred to treatment based on diagnosis of partial remission.
OVERALL
10.
a.
b.
c.
d.
11.
COMMENTS: (Use Additional Comments Sheet as needed)
Findings require corrective actions: (Circle) YES
NO
Auditor Instructions
Use Comments section to indicate areas of noncompliance that result in a Plan of
Correction (POC) and provide details to support findings
Reviewer Signature:
Date:
Page 2
ADDITIONAL COMMENTS
_________________________________________________________________________________________________________
Page 3
Page 4
Filling out the 508 Form from NC DWI Services is a critical step in ensuring compliance with the requirements set by the Division of Mental Health, Developmental Disabilities, and Substance Abuse Services (MH/DD/SAS). It documents the assessment procedures and outcomes for individuals dealing with DWI (Driving While Impaired) charges, ensuring that necessary services and interventions are accurately recorded. This step-by-step guide is designed to assist in the accurate completion of this form, aiming to streamline the process for providers while ensuring thoroughness in documentation.
Once the form is fully completed and signed, it should be submitted as per the guidelines provided by the NC Division of MH/DD/SAS. This submission marks a crucial step in maintaining compliance and ensuring that individuals with DWI charges receive appropriate assessment and intervention. Timely and accurate completion of this form contributes to the overall process of monitoring and improving DWI services within North Carolina.
What is the purpose of the 508 Form from NC DWI Services?
The 508 Form from NC DWI Services is a critical document used in the evaluation and monitoring of individuals charged with driving while intoxicated (DWI) in North Carolina. It helps in assessing whether these individuals meet specific criteria for substance abuse problems and outlines the necessary steps toward their rehabilitation. This form documents the assessment findings, any DSM-IV diagnosis related to alcohol or substance abuse, compliance with statutory requirements, and the completion of a Certificate of Completion for those undergoing this assessment.
Who is qualified to complete the 508 Form for DWI assessments?
Only staff members who are qualified and verified by the North Carolina Substance Abuse Professional Practice Board (NCSAPPB) can complete the 508 Form for DWI assessments. These professionals must meet certain educational and licensing requirements set forth by the NCSAPPB, ensuring that assessments are conducted by individuals with the appropriate expertise in substance abuse and mental health.
What information is required in the 508 Form during a DWI assessment?
The 508 Form requires detailed information to thoroughly evaluate an individual's substance use and determine the appropriate level of intervention. This includes verification of the assessor's credentials, evidence of DSM-IV diagnoses, application of ASAM Patient Criteria, and obtaining the client's consent for the release of information. Additionally, for those diagnosed with driving while license revoked (DWLR), specific sections must be completed to address their circumstances. Upon completion, a Certificate of Completion must be submitted to state offices, verifying that all assessment requirements have been met.
What happens if areas are deemed not met on the 508 Form?
If certain criteria or requirements outlined in the 508 Form are not met, these findings are documented on the Review Findings and Exit Form. The provider must then acknowledge these findings and develop a plan of correction as mandated by Division Policy ACC002 and the Office of DWI Services. This ensures that any gaps in compliance or assessment are addressed, contributing to the individual's successful completion of the DWI monitoring process.
How are completed 508 Forms submitted and processed?
Once the 508 Form is completed and all assessments confirm compliance, the Certificate of Completion must be submitted to the State Office within two weeks of the assessment date. This submission is crucial for updating the state's records and for the individual to advance in their rehabilitation process. The provider is responsible for managing the e508 system adequately to ensure the submission process is completed without any holds or rejects, and any issues must be resolved promptly to avoid delays in the individual's DWI case.
Filling out the 508 Form from North Carolina DWI Services can sometimes be a daunting task due to its comprehensive nature and the detailed information required. People often make mistakes on this form, and understanding these common pitfalls can help ensure accuracy and compliance with the North Carolina Division of Mental Health, Developmental Disabilities, and Substance Abuse Services (MH/DD/SAS) standards.
One common mistake is not verifying staff credentials in Section I. This section requires that staff performing the assessments are qualified, as verified by the North Carolina Substance Abuse Professional Practice Board (NCSAPPB). Failure to provide accurate verification details, such as the staff member's certification or license number, can result in non-compliance with Division Policy ACC002 and the Office of DWI Services.
Another frequent error occurs in Section II: Clinical Assessment, particularly with the diagnosis component. Omitting DSM-IV diagnostic codes or incorrectly entering them can lead to significant issues. This section is crucial for determining the appropriate treatment and intervention plans for clients. Additionally, overlooking or improperly filling out the ASAM Patient Criteria can compromise the quality of care provided.
Moreover, in the Clinical Assessment section, the necessity for client signatures is often underestimated. The signatures demonstrate that clients have been informed about their assessment findings and their rights. Not obtaining these signatures or not correctly documenting them can cause compliance issues and affect the client’s understanding of their situation and the steps forward.
Within Section III: Documentation, a notable mistake is not sending the Certificate of Completion to the State Office within the two-week timeframe stipulated by Division Policies 0108 and 1207. Timely submission is critical for the client's records and can impact the resolution of their DWI case.
Managing the e508 system effectively is another area where mistakes are made. Providers must ensure every step of the process is completed and any holds or rejects within the system are resolved promptly. Failing to do so can delay the assessment process, affecting the client's progress and potentially leading to non-compliance findings during audits.
Finally, the error of incomplete documentation or oversight in the Driving While License Revoked (DWLR) section for those assessments specific to DWLR cases can be particularly problematic. Overlooking the need to document a clinical assessment that supports the diagnosis and subsequent referral to treatment can hinder a client’s rehabilitation process and compliance with court orders.
Awareness of these common mistakes can significantly enhance the accuracy and effectiveness of filling out the 508 Form, ensuring providers remain compliant with necessary policies and helping clients on their road to recovery.
When dealing with the aftermath of a DWI charge, the process often requires more than just completing the 508 Form from NC DWI Services. This form is crucial for documenting assessment outcomes and compliance, but it's part of a broader set of documents that might be needed. Understanding these documents can simplify the process and ensure a more structured approach to meeting requirements.
Together, these documents form a comprehensive packet that supports individuals through the DWI process, from assessment through to completion of treatment or educational requirements. Each plays a role in ensuring that the path towards recovery and compliance is well-documented and structured, providing clarity and evidence of progress for all involved parties.
The 508 Form from NC DWI Services is closely related to the Substance Abuse Professional (SAP) Evaluation Report often used in the Department of Transportation (DOT) regulations. Both documents are pivotal in assessing individuals for substance-related offenses and determining their fitness for certain duties or driving privileges. They require detailed assessments and professional evaluations to inform decisions about treatment, education, or other interventions needed to address substance abuse issues.
Another similar document is the Court-Ordered Assessment for DUI offenders. This assessment usually follows a legal mandate for individuals convicted of DUI offenses to undergo a thorough evaluation to identify their substance use patterns and needs for intervention. Like the 508 Form, it outlines the necessity for a structured analysis of the offender's alcohol or drug use and the creation of a tailored plan for treatment or rehabilitation.
The Pre-Sentencing Investigation Report (PSIR) often found in the criminal justice system also parallels the 508 Form in its functioning. By offering a comprehensive look at the defendant's background, including any history of substance abuse, these reports play a role in determining suitable sentences. They guide decisions on rehabilitation efforts, similarly aiming to facilitate corrective actions based on the individual’s specific needs and circumstances.
The Treatment Plan Forms used by substance abuse professionals and facilities have a direct connection with the 508 Form, focusing on documenting the therapeutic approach for an individual’s recovery journey. Both types of documents are crucial for ensuring a systematic follow-up on the progress made by clients in treatment programs, outlining goals, interventions, and expected outcomes.
Certificate of Completion forms provided to individuals who successfully finish a substance abuse treatment or education program share objectives with the 508 Form. They serve as a formal acknowledgment of an individual's compliance with prescribed interventions, an essential step for many in proving their commitment to change, especially in legal or occupational contexts where substance abuse has been an issue.
The Driver’s License Reinstatement forms, commonly encountered by those who have lost their driving privileges due to DUI convictions, also bear resemblance to the 508 Form. These documents are central to reinstating a person's ability to legally drive. They often require evidence of completed assessments, treatment programs, or education courses as a condition for regaining a driver's license.
Lastly, the Probation Report Forms often used within the criminal justice system to monitor an individual’s compliance with probation conditions, including mandated treatment or assessment for substance abuse, resonate with the framework of the 508 Form. These reports ensure that individuals are adhering to their treatment plans and making positive strides towards rehabilitation, with the shared goal of reducing recidivism and promoting safer communities.
Completing the 508 Form from NC DWI Services requires attention to detail and a thorough understanding of the documentation process. By adhering to best practices, individuals and providers can ensure the submission process is both error-free and compliant with the North Carolina Division of Mental Health, Developmental Disabilities, and Substance Abuse Services requirements. Below are the essential dos and don'ts to guide you through filling out this form effectively.
Things You Should Do
Things You Shouldn't Do
When it comes to the 508 Form from North Carolina DWI Services, a few misconceptions frequently surface. Let's clarify these misunderstandings to foster a better understanding of what this form represents and entails.
Only for alcohol-related offenses: A common misconception is that the 508 Form is exclusively for alcohol-related DWI assessments. In truth, it covers assessments related to substance abuse disorders, including drugs beyond just alcohol.
It's a one-time form: People often think that once you submit a 508 Form, that's it. However, the form might need updates or resubmissions if additional pertinent information emerges or if there's a need to correct previously submitted data.
Any provider can complete it: Another misunderstanding is that any health professional can fill out this form. Only providers certified by the North Carolina Substance Abuse Professional Practice Board (NCSAPPB) are qualified to conduct these assessments and complete the form.
No deadline for submission: There's a misconception that there’s no strict deadline for submitting the 508 Form. In contrast, the form must be submitted within two weeks of completing the assessment to ensure timely processing and compliance with North Carolina Division of Mental Health, Developmental Disabilities, and Substance Abuse Services (MH/DD/SAS) guidelines.
Lack of compliance doesn't have consequences: Some might think failing to meet the criteria detailed in the 508 Form doesn't carry significant repercussions. On the contrary, non-compliance can lead to corrective action plans, potential loss of certification for providers, or delays in the driver's license reinstatement process for the client.
Client's involvement is minimal: It's wrongly assumed that the client just has to provide their signature and minimal information. Actually, the client's active participation, including providing a detailed substance use history and consent for information release, is crucial for a comprehensive assessment.
Electronic submission isn't required: A final misconception is that the 508 Form can be submitted in any format. The current trend and requirements lean heavily towards electronic submission to streamline the process, maintain confidentiality, and ensure accuracy and efficiency in record-keeping.
Understanding these key points about the 508 Form from NC DWI Services can help providers, clients, and stakeholders navigate the process more effectively, ensuring compliance and facilitating the recovery and rehabilitation process for those affected by DWI offenses.
When dealing with the 508 Form from NC DWI Services, understanding its purpose, requirements, and the correct way to fill it out is crucial for ensuring compliance with the North Carolina Division of Mental Health, Developmental Disabilities, and Substance Abuse Services (MH/DD/SAS). Here are some key takeaways to consider:
Understanding these key elements of the 508 Form from NC DWI Services helps ensure that assessments and referrals are conducted correctly and efficiently, facilitating better outcomes for individuals charged with DWI in North Carolina.
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