The Army Risk Form, officially known as the Deliberate Risk Assessment Worksheet (DD Form 2977), is a critical tool used by the military to evaluate and manage potential risks associated with missions or tasks. This comprehensive form guides the user through a systematic process of identifying hazards, assessing risks, developing and implementing controls, and supervising and evaluating the effectiveness of those controls. It serves as both a planning tool and a record, ensuring that every effort is made to mitigate risk to personnel and operations. To learn more about how to properly fill out this form, click the button below.
In the realm of military operations and training, the implementation of safety measures is paramount, a responsibility encapsulated within the Deliberate Risk Assessment Worksheet, also known as the Army Risk Form (DD FORM 2977, JAN 2014). This document serves a critical function in identifying and mitigating risks associated with military tasks and missions. Crafted with meticulous detail, the form initiates with a concise description of the mission or task at hand, followed by details of the preparer, including their name, rank, and contact information, cementing accountability and ownership over the risk assessment. Central to its framework are the five steps of risk management: identifying hazards, assessing hazards, developing and making decisions on controls, implementing controls, and supervising and evaluating. Each step meticulously laid out in the form, guides the user through identifying specific hazards, assessing their initial risk levels using a combination of probability and severity, and then detailing control measures. Implementation strategies for these measures are outlined, including who is responsible, culminating in an evaluation of the residual risk level after controls are applied. Additionally, the form includes sections for overall supervision plans, decision-making authority on mission approval based on the comprehensive risk assessment, and provisions for regular reviews, feedback, and lessons learned. This formalized process not only underscores the importance of foresight and preparedness in military operations but also fosters an environment of continuous improvement and accountability in risk management practices.
DELIBERATE RISK ASSESSMENT WORKSHEET
1. MISSION/TASK DESCRIPTION
2.DATE (DD/MM/YYYY)
3. PREPARED BY
a. Name (Last, First, Middle Initial)
b. Rank/Grade
c. Duty Title/Position
d. Unit
e. Work Email
f. Telephone (DSN/Commercial (Include Area Code))
g. UIC/CIN (as required)
h. Training Support/Lesson Plan or OPORD (as required)
i. Signature of Preparer
Five steps of Risk Management: (1) Identify the hazards
(2) Assess the hazards
(3) Develop controls & make decisions
(4) Implement controls
(5) Supervise and evaluate
(Step numbers not equal to numbered items on form)
4. SUBTASK/SUBSTEP
5. HAZARD
6. INITIAL
7. CONTROL
8. HOW TO IMPLEMENT/
9. RESIDUAL
RISK
WHO WILL IMPLEMENT
RISK LEVEL
OF MISSION/TASK
LEVEL
How:
Who:
Additional entries for items 5 through 9 are provided on page 2.
10. OVERALL RESIDUAL RISK LEVEL (All controls implemented):
EXTREMELY HIGH
HIGH
MEDIUM
LOW
11. OVERALL SUPERVISION PLAN AND RECOMMENDED COURSE OF ACTION
12. APPROVAL OR DISAPPROVAL OF MISSION OR TASK
APPROVE
DISAPPROVE
a.Name (Last, First, Middle Initial)
d. Signature of Approval Authority
e. Additional Guidance:
DD FORM 2977, JAN 2014
Page 1 of 2 Pages
Adobe Professional X
6.
INITIAL
2
Page ____ of ____ Pages
Probability (expected frequency)
Risk Assessment Matrix
Frequent:
Likely:
Occasional:
Seldom:
Unlikely:
Continuous,
Several or
Sporadic or
Infrequent
Possible
regular, or
numerous
intermittent
occurrences
occurrences but
inevitable
improbable
Severity (expected consequence)
A
B
C
D
E
Catastrophic: Death, unacceptable
I
EH
H
M
loss or damage, mission failure,
or unit readiness eliminated
Critical: Severe injury, illness, loss,
II
L
or damage; significantly degraded
unit readiness or mission capability
Moderate: Minor injury, illness, loss,
III
or damage; somewhat degraded
Negligible: Minimal injury, loss,
IV
or damage; little or no impact
to
Legend:
EH – extremely high risk
H – high risk
M – medium risk
L – low risk
13. RISK ASSESSMENT REVIEW 5HTXLUHGZKHQDVVHVVPHQWDSSOLHVWRRQJRLQJRSHUDWLRQVRUDFWLYLWLHV
a. Date
b. Last Name
c. Rank/Grade
d. Duty Title/Position
e. Signature of Reviewer
14. FEEDBACK AND LESSONS LEARNED
15. ADDITIONAL COMMENTS OR REMARKS
Page ____ of 2 Pages
Instructions for Completing DD Form 2977, "Deliberate Risk Assessment Worksheet"
1.Mission/Task Description: Briefly describe the overall Mission or Task for which the deliberate risk assessment is being conducted.
2.Date ''00<<<<: Self Explanatory.
3.Prepared By: Information provided by the individual conducting the deliberate risk assessment for the operation or training .
Legend: UIC = Unit Identification Code; CIN = Course ID Number; OPORD = operation order; DSN = defense switched network; COMM = commercial
4.Sub-task/Sub-Step of Mission/Task: Briefly describe all subtasks or substeps that warrant risk management.
5.Hazard: Specify hazards related to the subtask in block 4.
6.Initial Risk Level: Determine probability and severity. Using the risk assessment matrix (page 3), determine level of risk for each hazard specified. probability, severity and associated Risk Level; enter level into column.
7.Control: Enter risk mitigation resources/controls identified to abate or reduce risk relevant to the hazard identified in block 5.
8.How to Implement / Who Will Implement: Briefly describe the means of employment for each control (i.e., OPORD, briefing, rehearsal) and the name of the individual unit or office that has primary responsibility for control implementation.
9.Residual Risk Level: After controls are implemented, determine resulting probability, severity, and residual risk level.
10.Overall Risk After Controls are Implemented: Assign an overall residual risk level. This is the highest residual risk level (from block 9).
11.Supervision Plan and Recommended Course of Action: Completed by preparer. Identify specific tasks and levels of responsibility for supervisory personnel and provide the decision authority with a recommend course of action for approval or disapproval based upon the overall risk assessment.
12.Approval/Disapproval of Mission/Task: Risk approval authority approves or disapproves the mission or task based on the overall risk assessment, including controls, residual risk level, and supervision plan. Space provided for authority to provide additional guidance; use continuation page if needed.
13. Risk Assessment Review: Should be conducted on a regular basis. Reviewers should have sufficient oversight of the mission or activity and controls to provide valid input on changes or adjustments needed. If the residual risk rises above the level already approved, operations should cease until the appropriate approval authority is contacted and approves continued operations.
14.Feedback and Lessons Learned: Provide specific input on the effectiveness of risk controls and their contribution to mission success or failure. Include recommendations for new or revised controls, practicable solutions, or alternate actions. Submit and brief valid lessons learned as necessary to persons affected.
15.Additional Comments or Remarks: Preparer provides additional comments, remarks, or information to support the risk assessment. If block 15 is used as a continuation of block 14, strike through the block number and title.
Additional Guidance: Block 4-9 continuance page may be reproduced as necessary for processing of all subtasks/ substeps of the mission/task. If a complete page is not utilized, write “NOTHING FOLLOWS” on the first unused row, immediately after the final item assessed.
DD FORM 2977 INSTRUCTIONS, JAN 2014
Filling out the Army Risk Assessment Worksheet, officially known as DD Form 2977, is a crucial step in planning and executing tasks or missions while ensuring safety and minimizing risks. This document helps identify potential hazards, assess their impact, and determine control measures to mitigate risks. The process involves a detailed evaluation of each aspect of the mission or task, requiring precise and thoughtful input. To complete this form effectively, follow the steps below, ensuring each section is filled out comprehensively.
After completing these steps, review the document to ensure accuracy and completeness before submission. Properly assessing and documenting risks is an integral part of planning and execution within the Army, emphasizing the importance of diligence and thoroughness in filling out the DD Form 2977.
What is the purpose of the Army Risk Assessment Form (DD Form 2977)?
The Army Risk Assessment Form, also known as DD Form 2977, serves as a crucial tool for documenting the process of identifying, assessing, and mitigating risks associated with army operations or training exercises. Its primary purpose is to ensure that all potential hazards are systematically examined to protect personnel, equipment, and the mission. By evaluating both the initial and residual risk levels after implementing control measures, the form aids in making informed decisions to proceed with, modify, or halt the planned activities.
How is the initial risk level determined using the DD Form 2977?
The initial risk level on the DD Form 2977 is determined by analyzing the probability and severity of potential hazards associated with a subtask or step of the mission or operation. This analysis utilizes a risk assessment matrix that categorizes risk levels as Extremely High, High, Medium, or Low, based on the frequency (probability) of the hazard occurring and the expected consequence (severity) if the hazard does occur. This structured assessment allows for a more objective evaluation of each identified hazard before applying control measures.
What is the difference between initial and residual risk levels on the form?
The initial risk level represents the risk associated with a hazard before any controls or mitigation strategies are implemented. It assesses the inherent danger based on the probability and severity of the hazard. The residual risk level, on the other hand, is the level of risk that remains after all planned controls and mitigation strategies have been put into place. This reflects the effectiveness of the risk management measures in reducing the overall risk to an acceptable level.
Who is responsible for approving the Army Risk Assessment Form?
The approval of the Army Risk Assessment Form rests with a designated risk approval authority. This individual, typically in a position of leadership or command, reviews the overall risk assessment—including the identified hazards, initial and residual risk levels, control measures, and supervision plans. Based on this comprehensive review, the authority makes an informed decision to approve or disapprove the mission or task, taking into account the safety of personnel and the feasibility of the operation or training exercise.
Can the DD Form 2977 be used for both training and operational purposes?
Yes, the DD Form 2977 is designed to be flexible enough for use in a wide range of army activities, including both training exercises and operational missions. Its structured approach to risk management makes it an effective tool for systematically assessing and addressing hazards in any context where army personnel are engaged. By adapting the form to the specific needs of the task at hand, commanders and leaders can ensure a consistent approach to safeguarding their units, regardless of the situation.
When completing the Army Risk Assessment Form, commonly referred to as the Deliberate Risk Assessment Worksheet (DD Form 2977), individuals often encounter a number of pitfalls. One common mistake is not providing a detailed mission or task description in block 1. This description is crucial for contextualizing the risk assessment and ensuring all hazards are accurately identified and assessed. A vague or incomplete description can lead to overlooked hazards or inadequate risk control measures.
Another frequent error occurs with the date format in block 2. It's imperative to follow the DD/MM/YYYY format precisely. Incorrectly formatting the date, such as using MM/DD/YYYY, can cause confusion and administrative issues, especially when coordinating with departments or units that strictly adhere to military date formatting conventions.
In block 3, specifically section 'a', where the preparer must list their name, the mistake often made is not including the middle initial. This might seem minor, but in military documentation, the full name including middle initial is required to distinguish personnel accurately given the commonality of certain surnames.
Incorrect risk level assessment in blocks 6 and 9 is a critical mistake. The initial and residual risk levels must be determined using the risk assessment matrix provided on the third page of the instruction. Misinterpreting or incorrectly applying the probability and severity to determine the risk level can lead to either an underestimation or overestimation of mission hazards. This error has direct implications on the safety and success of the operation or task at hand.
A significant proportion of errors also stem from block 7, where controls to mitigate identified risks are outlined. Often, individuals either propose generic controls that lack specificity or fail to identify effective control measures entirely. This renders the risk assessment ineffective, as it does not provide actionable steps to mitigate risks.
Another common oversight is found in block 8, detailing the implementation of controls. Specifically, individuals often neglect to specify who is responsible for implementing each control. Detailing responsibility is crucial for accountability and ensuring that risk mitigation measures are executed efficiently and effectively.
Lastly, there is often a lack of comprehensive review in block 13. Regular review of the risk assessment is necessary to adjust to any changes in the task environment or to incorporate feedback from ongoing operations. Failure to review or update the risk assessment can result in persisting or emerging hazards being inadequately managed.
When managing risk within military operations, the Deliberate Risk Assessment Worksheet (DD Form 2977) serves as a foundational document by establishing a comprehensive overview of potential hazards, implementing controls, and evaluating the residual risks. This form enables commanders and personnel to make informed decisions and take proactive steps in mitigating risks associated with military missions and tasks. However, the assessment and management of risks often necessitate the use of additional forms and documents to ensure a thorough analysis and effective communication of risk-related information. These supplementary materials can range from planning documents to after-action reports, each playing a critical role in the overarching process of risk management.
The effective management of risk in military operations is a multifaceted process that requires a holistic approach encompassing a variety of documents and forms. By leveraging these tools in conjunction with the Deliberate Risk Assessment Worksheet, military planners and leaders can ensure a comprehensive analysis of risks, implement appropriate controls, and execute missions with an informed understanding of potential hazards and mitigating strategies. This coordinated effort significantly contributes to the safety and success of military operations, safeguarding personnel, resources, and objectives.
The Job Safety Analysis (JSA) form, closely mirrors the Army Risk Form in structure and intent. Like the Army's approach to identifying and assessing risks, the JSA methodically breaks down a job into individual tasks, identifies potential hazards for each task, and specifies control measures to mitigate these risks. The JSA also involves evaluating the level of risk before and after controls are implemented, ensuring a clear and actionable plan for reducing workplace hazards. Although these documents serve different fields, their shared focus on preemptive hazard identification and risk control implementation underscores a universal commitment to safety and proactive risk management.
The Project Risk Management Plan similarly reflects the deliberate risk assessment process outlined in the Army Risk Form. It systematically identifies, assesses, and manages risks within a project's lifecycle, detailing potential hazards, their impacts, and strategies for their mitigation or avoidance. Like the Army counterpart, it emphasizes the importance of monitoring and review to adapt to new risks or changes in the project environment. Both documents prioritize the identification of potential issues up front and prescribe structured approaches to minimizing their impact on operations.
The Fire Risk Assessment document follows a similar philosophy and structure to that of the Army Risk Form. It focuses on identifying fire hazards within a facility or operation, assessing the potential risks associated with those hazards, and developing strategies to eliminate or reduce those risks. By categorizing the likelihood and impact of each identified hazard, the assessment guides the implementation of effective fire safety measures. This document supports a proactive approach to safety, highlighting the importance of preparation and continuous risk evaluation.
The Environmental Impact Assessment (EIA) shares key conceptual and process-oriented similarities with the Army Risk Form. Although its focus is on assessing the potential environmental impacts of proposed projects, it parallels the Army's meticulous approach to risk assessment by identifying potential environmental hazards, evaluating their significance, and recommending appropriate mitigation measures. Both documents stress the significance of assessing and managing risk prior to taking action, reflecting a commitment to informed decision-making and preventative management.
The Health and Safety Executive (HSE) Risk Assessment follows the same preventative mindset as the Army Risk Form, aiming to identify and control workplace hazards to prevent accidents and health issues. By systematically examining potential risks and their controls, the HSE Risk Assessment formulates strategies to lower the likelihood and impact of those risks. This similarity underscores a shared goal across different sectors: to create safer environments through careful planning, assessment, and control of potential hazards.
The Business Continuity Plan (BCP) Risk Assessment document, while focusing on ensuring the continuity of business operations during disruptions, employs a risk assessment process akin to that of the Army Risk Form. By identifying potential threats to business operations, assessing their impact, and devising mitigative strategies, the BCP Risk Assessment aligns closely with the Army's methodical approach to risk management. Both documents emphasize the importance of readiness and resilience, highlighting the need for structured planning to safeguard critical functions and missions against unforeseen challenges.
The Information Security Risk Assessment document undertakes a structured approach to identifying, evaluating, and managing risks related to information security. It mirrors the Army Risk Form in its focus on defining potential security threats, assessing their potential impact, and implementing controls to mitigate these risks. The emphasis on continuous risk evaluation and adjustment reflects a shared understanding of risk management as an ongoing process, critical to maintaining the integrity and security of operations in both the digital realm and the physical world.
When filling out the Army Risk Assessment Form, also known as the Deliberate Risk Assessment Worksheet (DD Form 2977), it's crucial to keep in mind a few key dos and don'ts to ensure the assessment is thorough and effective. This step-by-step guide will help you navigate the process more smoothly.
Do:
Don't:
By following these guidelines, you can effectively contribute to a thorough and accurate risk assessment process, helping to ensure that all aspects of mission or task safety are adequately addressed.
One common misconception is that the Army Risk Form (DD Form 2977, "Deliberate Risk Assessment Worksheet") is only for combat or field operations. In reality, this form is designed for any planned operation or training exercise where potential risks need to be assessed, managed, and mitigated. This includes not only physical activities but also administrative or logistical preparations.
Another misunderstanding is regarding the complexity of completing the form. Some people believe it requires expert knowledge in risk management. However, the form and its accompanying instructions guide users through a structured process. This process helps in identifying hazards, assessing risks, and implementing controls, making it accessible for anyone responsible for planning and conducting Army tasks or missions.
There's also a misconception that once the initial assessment is completed and controls are implemented, the process is over. The truth is the form emphasizes continuous supervision and evaluation (Step 5 of Risk Management). This means the risk levels should be regularly reviewed, and adjustments to controls might be necessary as the operation or task progresses.
Some believe that the Risk Assessment Matrix is overly simplistic and does not account for multiple varying factors. However, this matrix is a tool designed for clarity and ease of use, allowing for quick determination of risk levels based on probability and severity. It facilitates a standardized risk evaluation that can be easily communicated within the Army's operational planning processes.
A fifth misconception is that the form is only a bureaucratic requirement and serves no practical purpose. On the contrary, the deliberate risk assessment process is integral to the Army's commitment to preserving lives and resources. It aids in decision-making, ensuring that all possible measures are taken to mitigate risks before proceeding with an operation or task.
Lastly, there's a false impression that the approval/disapproval of a mission or task at the end of the form is the sole responsibility of a single individual. In reality, this decision is often made with input from various levels of leadership and incorporates comprehensive review and understanding of the entire risk management process. The form facilitates a collective rather than an individual approach to approving operations and tasks, ensuring thoroughness and accountability.
Filling out and properly using the Army Risk Assessment Form is crucial for ensuring the safety and success of military missions. Here are key takeaways to guide you through the process:
Taking the time to carefully complete the Army Risk Assessment Form is a critical step in safeguarding the welfare of personnel and securing mission success. Every detail matters in the systematic process of identifying, assessing, and mitigating risks.
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