The ASAM Level Of Care Cheat Sheet form serves as a comprehensive tool designed to assist in the patient placement process, utilizing the American Society of Addiction Medicine (ASAM) criteria. It provides a structured approach to evaluate individuals across six dimensions, aiming to identify the most appropriate level of care, from outpatient services to inpatient hospitalization, based on their specific needs and conditions. By analyzing the patient's status in areas such as withdrawal potential, mental health, and readiness for change, the form facilitates a targeted and effective treatment pathway. For a streamlined assessment process, fill out the form by clicking the button below.
In navigating the complexities of determining the appropriate level of care for clients with substance use disorders, the ASAM Level of Care Cheat Sheet form, specifically tailored for the Kentucky edition in 2012, emerges as an invaluable tool. This comprehensive checklist, grounded in the ASAM Adult Patient Placement Criteria-Second Edition Revised, initiates the process by meticulously evaluating the client across six dimensions before recommending an optimal level of care. It places a priority on addressing any emergency needs first, followed by identifying the least intensive level of care that safely and effectively supports the client's journey towards recovery. The form delineates various levels of care ranging from outpatient services, through intensive outpatient and residential treatment options, to inpatient hospitalization, detailing the specific services and criteria underpinning each level. Equally, it underscores the necessity of medication-assisted treatments (MAT) wherever applicable across these levels, thereby acknowledging the multifaceted needs of individuals battling substance dependence. This cheat sheet not only facilitates a structured and holistic assessment across diverse factors such as withdrawal potential, mental health severity, and the readiness to change but also underscores the importance of tailored interventions to augment the recovery process.
Patient Placement Criteria Checklist - Kentucky Edition 2012
Based upon ASAM Adult Patient Placement Criteria-Second Edition Revised
Client Name: ____________________________________ Date:_______________________ Case Number__________________
Directions: Rate the client or patient on each of the six Dimensions first and then analyze for Level of Care; emergency needs come first, then the least intensive LOC that is safe and can effectively help client reach goals.
ASAM-PPC Levels
and Services
Level of Care I
Level of Care
II.1
Level of
Care III.1
Care III.3
Level of Care III.5
Care IV
OUTPATIENT
TRANSITIONAL
RECOVERY CENTER
INTENSIVE OUTPATIENT
RESIDENTIAL TREATMENT
INPATIENT HOSPITAL
(Less
than 6
weekly
(including
(Staffed by peers and may include
Service Levels:
(6 to 20 service hours per week.
(Clinically managed. Includes licensed short
(Including medical
service
hours.
Includes
sober
living
facility with
credentialed or
non-credentialed
Can be combined
with
housing
or long term
rehabilitation
unit, crisis
detoxification and
Medication Assisted
5+
hours
of clinical
staff rather
than clinically
and supports to be
level
III care.)
stabilization
unit, licensed
detox unit)
inpatient psychiatric units)
Treatments/MAT*)
services per week)
managed.)
Admission
Meets
all Dimensions
Meets all
Dimensions
Meets one of Dimensions
Meets Dimensions 1,2 & 3 at this
Meets all Dimensions below at this
Meets all Dimensions at this level plus
1, 2, or 3; plus meets
specifications
below
at this
level (if
at this level; has
for each Level
not, consider
a higher
level (if applicable),
and one of
completed
services for
level plus meets
the criteria for a
meets criteria for a Substance Dependence
criteria for
a Substance
Dimensions 4,5, or
6 at this level
Substance Dependence Disorder
Disorder
Dependence
Disorder or
of Care:
level of care)
acute symptoms
severe mental disorder
Dimension 1:
No withdrawal
If present, minimal risk of
If present, mild to moderate risk of
High risk of severe
Acute
needs OR needs can
No withdrawal needs OR
No signs or
severe withdrawal that can
severe withdrawal that can be
withdrawal which
Intoxication
be safely managed
needs can be safely
symptoms of
be managed at a social
managed at a social setting detox
cannot be managed
and/or
at this level, such as
managed at this level.
withdrawal
setting intake level with no
level with possible medication
in a social-setting
Withdrawal
with MAT.
medication support
support
detox
Potential
Dimension 2:
If present, stable OR
If present, stable and
If present, stable and can
If present, stable and can self-
Biomedical
no medical
self-administer meds OR able
administer meds OR severe enough
Severe enough to
None or sufficiently
receiving concurrent
Conditions
monitoring needed,
to obtain medical supports
to warrant medical monitoring but
warrant inpatient
stable
medical attention that will
and
OR can be monitored
from outside provider
not in need of inpatient treatment.
medical care
not interfere with treatment.
Complications
by outside provider.
May include pregnancy.
If present, mild to moderate severity
Dimension 3:
If present, stable, OR if
If present, mild to moderate
needing a 24-hour structured
Severity of mental
If present, mild severity
severity: needs structure to
setting; repeated inability to control
Emotional,
distracting, can
disorder requires
None or very stable
responds to outpatient
focus on recovery. Could be
impulses; personality disorder
Behavioral or
respond to the level
medical monitoring,
(cognitively able to
monitoring to minimize
referred out to MH services.
requires high structure to shape
Cognitive
of 24-hour structure
such as for danger to
participate and no
distractions from recovery;
If stable a DDC** program is
behavior. Needs
in this program; can
self or others
risk of harm)
can receive concurrent
appropriate. If not a DDE***
counseling/therapy. If stable a
receive concurrent
COD services.
program is required.
DDC** program is appropriate. If
not a DDE*** program is required.
CLIENT NAME:________________________________________________ DATE: _____________________ CASE NUMBER:________________________ ____
Care
Level of Care III.3
Level of Care IV
Transitional
(6 to
20 service hours per
(Clinically
managed. Includes
licensed short
week. Can
be combined
credentialed or non-credentialed
or long
term
supports
of
clinical
staff rather than clinically
to
be level III
care.)
services per
week)
Ready to change and
Has marked difficulty with or
Willing to cooperate
Resistance is high
Has little awareness & needs
opposition to treatment, with
cooperate at this
or is ambivalent and
enough to require
interventions available only
dangerous consequences; or there
Dimension 4:
level, OR externalizes
needs motivation,
structured program,
at this level to engage & stay
is high severity in this dimension but
Readiness to
problems and needs
recovery support,
but not so high as to
in recovery. May have
not others. The client therefore
Change
this level of structure,
and monitoring
render outpatient
external leverage to support
needs a motivational enhancement
motivation and
strategies
treatment ineffective.
participation.
program with 24 hour structure.
support.
Intensification of
Client is at high risk
intervention available only at
Able to maintain
for imminent relapse
this level to prevent
intervention available only at this
symptoms despite
Dimension 5:
abstinence and
with dangerous
continued use, with
level to prevent continued use, with
active participation in
Relapse,
recovery goals or
consequences. Client
dangerous consequences to
dangerous consequences to self or
Outpatient, OR high
Continued Use or
achieve awareness
needs 24-hour
self or others.
others.
likelihood of relapse
Continued
of a substance use
structure and support
Does not recognize triggers,
Does not recognize triggers, unable
without close
Problem Potential
problem with minimal
OR needs this support
unable to control use, in
to control use, in danger of relapse
monitoring and
to transition into
danger of relapse without
without close 24-hour monitoring
community.
close 24-hour monitoring
and structure.
Has a using,
Supportive recovery
Lacks social contacts
unsupportive,
Homelessness or lack of
environment OR
or social contacts
dangerous, or
Environment is dangerous or
Dimension 6:
safe, supportive recovery
willingness to obtain
aren’t conducive to
victimizing social
unsupportive of recovery and client
Recovery
environment and client
such OR supports
recovery, but with
network, or lacks a
lacks skills to cope outside of highly
Environment
needs 24-hour structure to
need professional
structure or support,
social network,
structured 24-hour setting.
learn to cope.
interventions.
the patient can cope
requiring this level of
24-hour support.
*Medication Assisted Treatments (MAT) can occur at any level of care and includes methadone, buprenorphine, and medications to control cravings and withdrawal when other criteria are met for level of care. Methadone and Suboxone clinics are generally outpatient, but clients on MAT may sometimes need a higher level of care.
**DDC: Dual Diagnosis Capable Program - has a primary target population of individuals with substance related disorders but also has an expectation and willingness to treat individuals with co-occurring mental health conditions, in-house or by
referral to concurrent mental health services.
***DDE: Dual Diagnosis Enhanced Program – the program has the combined capacity to treat both mental health and substance related disorders equally.
Rater’s Signature: ____________________________________________________________
Last revision: 4-3-12, Lynn Posze/Dave Mathews
Understanding and completing the ASAM Level of Care Cheat Sheet form is essential for providing accurate and efficient patient placement in Kentucky, based on the ASAM (American Society of Addiction Medicine) Criteria. This tool is designed to match individuals with the most appropriate level of care for their specific needs, taking into account the severity of their condition across various dimensions. Completing this form involves assessing the patient across six dimensions, determining the emergency needs first, and then identifying the least intensive level of care that is safe and can effectively assist the patient in achieving their recovery goals. Here are the steps to fill it out properly:
Once the form is completed and signed, it is ready for submission to the appropriate case management or treatment planning team. This team will review the recommendations and ensure the client is placed in a program that aligns with their assessed needs. This careful consideration helps in maximizing the chances of successful recovery and ensures that individuals receive the focused, specialized care they require.
What is the ASAM Level of Care Cheat Sheet form?
The ASAM Level of Care Cheat Sheet form is a comprehensive tool designed to help professionals in substance abuse treatment settings effectively assess patients' needs across six dimensions, to determine the most appropriate level of care. Based on the ASAM (American Society of Addiction Medicine) Patient Placement Criteria, it guides the rating of clients' conditions and needs, then matches them with the corresponding level of care ranging from outpatient services to intensive inpatient hospitalization.
How do I use the checklist provided in the form to rate a patient?
To use the checklist, you should evaluate the patient across the six dimensions outlined in the ASAM criteria. These dimensions cover withdrawal potential, biomedical conditions, emotional/behavioral conditions, readiness for change, relapse potential, and recovery environment. After rating each dimension, analyze the combined results to identify the least intensive yet safe level of care that would assist the patient in achieving their recovery goals.
What are the ASAM-PPC Levels of Care mentioned in the cheat sheet?
The cheat sheet outlines six levels of care: 1. Outpatient Services 2. Intensive Outpatient/Partial Hospitalization Services (Level II.1) 3. Residential/Inpatient Services (Levels III.1, III.3, and III.5) 4. Medically Managed Intensive Inpatient Services (Level IV) Each level is suited to different patient needs, from less than 6 service hours per week for outpatient services to 24/7 care and support for inpatient services.
Can Medication-Assisted Treatments (MAT) be included in any level of care according to the cheat sheet?
Yes, Medication-Assisted Treatments (MAT), including methadone and buprenorphine for managing cravings and withdrawal symptoms, can be integrated at any level of care. The proper level for MAT is determined based on the overall assessment of the patient's needs according to the other criteria for level of care.
What does it mean by "emergency needs come first" on the form?
This means that when selecting the appropriate level of care, immediate or life-threatening needs must be prioritized. If a patient presents with conditions that require urgent attention, these needs should be addressed before considering other factors for placement. The overarching goal is to ensure patient safety.
What are DDC and DDE programs mentioned in the form?
DDC refers to Dual Diagnosis Capable programs, which target primarily individuals with substance-related disorders but are also equipped to treat co-occurring mental health conditions, either in-house or by referral. DDE stands for Dual Diagnosis Enhanced programs, designed to treat mental health and substance-related disorders with equal focus. These programs provide specialized care for individuals with dual diagnoses.
How do I decide between outpatient and inpatient services for a patient?
The decision should be based on a comprehensive assessment of the patient across all six dimensions outlined in the form. In general, outpatient services are suitable for patients with less severe conditions who have a stable living situation, while inpatient services are for those with more severe conditions or those who lack a supportive recovery environment. The detailed criteria provided for each level of care should guide this decision.
Why is readiness to change evaluated in the ASAM Level of Care Cheat Sheet?
Evaluating a patient's readiness to change is crucial because it helps determine the intensity and type of intervention that will be most effective. Understanding where a patient is in their journey towards recovery enables providers to tailor treatment approaches that align with the patient's current level of motivation and readiness, thus enhancing the chances of successful treatment outcomes.
What should I do if a patient meets the criteria for more than one level of care?
If a patient meets criteria for more than one level of care, consider the least intensive level that can safely and effectively support the patient's recovery goals. Always prioritize the patient's safety and immediate needs. When in doubt, consult with colleagues or refer to the detailed instructions and criteria outlined in the ASAM guidelines.
How often should the assessment on the ASAM Level of Care Cheat Sheet be updated for a patient?
Regular re-assessment is recommended, especially if there's a significant change in the patient's condition, or as part of an ongoing review of the patient's treatment plan. This ensures that the level of care remains aligned with the patient's evolving needs, optimizing the effectiveness of the treatment process.
One common mistake when filling out the ASAM Level of Care Cheat Sheet form is overlooking or inaccurately assessing the severity of withdrawal symptoms in Dimension 1. Many people either underestimate the patient's risk of severe withdrawal or fail to recognize minimal risk situations. This can lead to inappropriate level of care recommendations, either too high for those with minimal risk or too low for those at high risk of severe withdrawal. It's crucial to evaluate the patient's withdrawal symptoms thoroughly and honestly to ensure they receive the correct level and type of care, including whether Medication Assisted Treatment (MAT) is needed.
Another mistake involves misinterpreting the patient's medical needs in Dimension 2. This dimension assesses the presence and severity of biomedical conditions and complications. Sometimes, there's a failure to acknowledge how a stable yet significant medical condition might affect the patient's treatment needs. For example, a patient might have a stable chronic condition that doesn't require immediate medical intervention but does necessitate monitoring or specific considerations during treatment. Accurately capturing the medical needs of the patient ensures that the recommended level of care can adequately address these needs without compromising the patient’s health.
Incorrectly evaluating the patient's mental health in Dimension 3 is another frequent mistake. This dimension focuses on the severity of emotional, behavioral, or cognitive conditions that could impact treatment. Often, there's a tendency to either overlook mild to moderate mental health issues or overstate the patient's capacity to manage these issues without additional support. This can result in recommendations for a less structured level of care than what the patient actually requires, potentially compromising their safety and recovery. It's important to consider both the presence of mental health conditions and the patient's ability to effectively engage in treatment, necessitating sometimes a dual diagnosis capable or enhanced program.
A final mistake comes from misunderstanding or not fully considering the patient’s readiness for change in Dimension 4. Sometimes, there's an optimistic bias, interpreting a patient's ambivalence or resistance to treatment as readiness for change. This might lead to placing the patient in a level of care that assumes a higher motivation and engagement than exists, which can set the patient up for failure. It's essential to realistically assess the patient's readiness and willingness to participate in recovery efforts and to choose a level of care that matches their current stage of change, providing the structure and support necessary to foster engagement and motivation.
When utilizing the ASAM Level of Care Cheat Sheet, professionals often incorporate additional forms and documents to ensure a comprehensive and effective approach to patient placement and treatment planning. These forms complement the Cheat Sheet by offering deeper insights into a patient's needs, facilitating smoother transitions between care levels, and ensuring compliance with both clinical and regulatory standards.
Together, these documents work in tandem with the ASAM Level of Care Cheat Sheet to create a patient-centered approach to addiction treatment. They ensure that at every stage, treatment is based on a thorough understanding of the patient's needs, progress is closely monitored, and transitions between levels of care are managed with the patient's best interests in mind.
The Mental Health Intake Form is a document that shares similarities with the ASAM Level Of Care Cheat Sheet, especially in terms of gathering initial information to guide treatment planning. Like the ASAM cheat sheet, the Mental Health Intake Form collects essential data on a patient's background, presenting problems, and the severity of their condition. This data collection ensures that mental health professionals understand the patient's needs and can identify the most appropriate level of care, whether it's outpatient counseling, intensive outpatient programs, or inpatient treatment. The focus on diagnosing and establishing a path for treatment in both documents is crucial for effective healthcare delivery.
The Substance Use Assessment Form is another document that resonates with the elements of the ASAM Level Of Care Cheat Sheet. It specifically focuses on evaluating the extent of an individual's substance use and its impact on various life domains. Like the ASAM cheat sheet, this form assesses the intensity of the substance use disorder and relevant co-occurring conditions, which is key to determining the right level of care. Both documents are instrumental in the decision-making process for patient placement in treatment programs that range from less to more intensive, based on the patient's substance use severity and other related factors.
A Patient Health Questionnaire (PHQ-9) is utilized primarily to assess the presence and severity of depression but holds conceptual similarities to the ASAM cheat sheet through its function in evaluating the needs of patients and assisting in care placement decisions. Though its scope is more limited to depression, much like the cheat sheet, it offers a structured approach to identify the severity of a condition and suggests the next steps in care. This approach ensures that individuals receive the most appropriate treatment, reinforcing the principle that care should be tailored to the specific needs of the patient.
The Dual Diagnosis Screening Form serves a purpose akin to what's found in the ASAM Level Of Care Cheat Sheet, as it evaluates individuals for co-occurring mental health and substance use disorders. This tool assesses the complexity of a patient's condition by considering both substance use and mental health challenges, similarly aiming to inform the treatment planning process. By identifying whether dual diagnosis care is needed, it like the ASAM sheet, ensures that treatment recommendations address all facets of a person's health, enabling more comprehensive and effective care planning.
Filling out the ASAM Level of Care Cheat Sheet form requires attention to detail and a comprehensive understanding of the client's needs. Here are six essential dos and don'ts to ensure the form is completed accurately and effectively.
Remember, accurately completing the ASAM Level of Care Cheat Sheet form is crucial for ensuring the client receives the most appropriate care. Each decision made on this form has a direct impact on the client's recovery journey.
Understanding the ASAM (American Society of Addiction Medicine) Level of Care Cheat Sheet form, especially the Kentucky Edition 2012, can be complex. There are several misconceptions surrounding its use and purpose. Clarifying these misunderstandings is essential for ensuring appropriate patient care and placement.
By clarifying these misconceptions, professionals can better utilize the ASAM Level of Care Cheat Sheet to make informed decisions that align with the individual needs of patients, ultimately leading to more effective care and treatment outcomes.
Understanding the intricacies of filling out and utilizing the ASAM (American Society of Addiction Medicine) Level of Care Cheat Sheet form is critical for professionals engaged in substance abuse treatment planning. Here are five key takeaways to consider:
By carefully evaluating each client against the criteria outlined in the ASAM Level of Care Cheat Sheet, healthcare professionals can tailor their treatment plans to meet the unique needs of individuals seeking recovery, optimizing outcomes and supporting sustainable health and well-being.
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