The California Request for Authorization Form (DWC Form RFA) serves as a crucial document in the worker's compensation process, enabling the treating physician to initiate the utilization review process as mandated by Labor Code section 4610. It must be accompanied by a Doctor’s First Report of Occupational Injury or Illness, Form DLSR 5021, a Treating Physician’s Progress Report, DWC Form PR-2, or an equivalent narrative report to substantiate the need for the requested medical treatment. To ensure timely and appropriate medical care for employees, completing and submitting the RFA form accurately is essential.
Click the button below to start filling out your DWC Form RFA.
The State of California, Division of Workers’ Compensation has established a pivotal process for authorizing medical treatment for employees who have suffered occupational injuries or illnesses, encapsulated within the Request for Authorization, DWC Form RFA. This document serves as a bridge between the injured employee's treating physician and the utilization review process, making it an indispensable tool in the realm of workers' compensation. It is designed to be comprehensive, necessitating attachments such as the Doctor’s First Report of Occupational Injury or Illness (Form DLSR 5021), or a Treating Physician’s Progress Report (DWC Form PR-2), to sufficiently substantiate the request for treatment. Notably, the form accommodates various scenarios, including new treatment requests, resubmissions due to changes in material facts, and expedited reviews for cases presenting an imminent and serious threat to an employee’s health. Additionally, it allows for the written confirmation of prior oral requests, ensuring flexibility in the authorization process. The Request for Authorization form meticulously collects information from the requesting physician and details regarding the claims administrator, aiming to streamline the procedure to decide on the approval, denial, or modification of the proposed medical services. This meticulous approach ensures that critical healthcare decisions are made efficiently and effectively, reflecting the dedicated efforts of multiple stakeholders in the workers’ compensation ecosystem to prioritize the health and recovery of employees.
State of California, Division of Workers’ Compensation
REQUEST FOR AUTHORIZATION
DWC Form RFA
Attach the Doctor’s First Report of Occupational Injury or Illness, Form DLSR 5021, a Treating Physician’s Progress Report, DWC Form PR-2, or equivalent narrative report substantiating the requested treatment.
New Request
Resubmission – Change in Material Facts
Expedited Review: Check box if employee faces an imminent and serious threat to his or her health
Check box if request is a written confirmation of a prior oral request.
Employee Information
Name (Last, First, Middle):
Date of Injury (MM/DD/YYYY):
Date of Birth (MM/DD/YYYY):
Claim Number:
Employer:
Requesting Physician Information
Name:
Practice Name:
Contact Name:
Address:
City:
State:
Zip Code:
Phone:
Fax Number:
Specialty:
NPI Number:
E-mail Address:
Claims Administrator Information
Company Name:
Requested Treatment (see instructions for guidance; attached additional pages if necessary)
List each specific requested medical services, goods, or items in the below space or indicate the specific page number(s) of the attached medical report on which the requested treatment can be found. Up to five (5) procedures may be entered; list additional requests on a separate sheet if the space below is insufficient.
Diagnosis (Required)
ICD-Code (Required)
Service/Good Requested
(Required)
CPT/HCPCS
Code (If known)
Other Information:
(Frequency, Duration
Quantity, etc.)
Requesting Physician Signature:
Date:
Claims Administrator/Utilization Review Organization (URO) Response
Approved
Denied or Modified (See separate decision letter)
Delay (See separate notification of delay)
Requested treatment has been previously denied
Liability for treatment is disputed (See separate letter)
Authorization Number (if assigned):
Authorized Agent Name:
Signature:
Comments:
DWC Form RFA (version 01/2014)
Page 1
Instructions for Request for Authorization Form
Warning: Private healthcare information is contained in the Request for Authorization for Medical Treatment, DWC Form RFA. The form can only go to other treating providers and to the claims administrator.
Overview: The Request for Authorization for Medical Treatment (DWC Form RFA) is required for the employee’s treating physician to initiate the utilization review process required by Labor Code section 4610. A Doctor’s First Report of Occupational Injury or Illness, Form DLSR 5021, a Treating Physician’s Progress Report, DWC Form PR-2, or equivalent narrative report substantiating the requested treatment must be attached. The DWC Form RFA is not a separately reimbursable report under the Official Medical Fee Schedule, found at California Code of Regulations, title 8, section 9789.10 et seq.
Checkboxes: Check the appropriate box at the top of the form. Indicate whether:
This is a new treatment request for the employee or the resubmission of a previously denied request based on a change in material facts regarding the employee’s condition. A resubmission is appropriate if the facts that provided the basis for the initial utilization review decision have subsequently changed such that the decision is no longer applicable to the employee’s current condition. Include documentation supporting your claim.
Review should be expedited based on an imminent and serious threat to the employee’s health. A request for expedited review must be supported by documentation substantiating the employee’s condition.
The request is a written confirmation of an earlier oral request.
Routing Information: This form can be mailed, faxed, or e-mailed to the address, fax number, or e-mail address designated by the claims administrator for this purpose. The requesting physician must complete all identifying information regarding the employee, the claims administrator, and the physician.
Requested Treatment: The DWC Form RFA must contain all the information needed to substantiate the request for authorization. If the request is to continue a treatment plan or therapy, please attach documentation indicating progress, if applicable.
List the diagnosis (required), the ICD Code (required), the specific service/good requested (required), and applicable CPT/HCPCS code (if known).
Include, as necessary, the frequency, duration, quantity, etc. Reference to specific guidelines used to support treatment should also be included.
For requested treatment that is: (a) inconsistent with the Medical Treatment Utilization Schedule (MTUS) found at California Code of Regulations, title 8, section 9792.20, et seq.; or (b) for a condition or injury not addressed by the MTUS, you may include scientifically based evidence published in peer-reviewed, nationally recognized journals that recommend the specific medical treatment or diagnostic services to justify your request.
Requesting Physician Signature: Signature/Date line is located under the requested treatment box. A signature by the treating physician is mandatory.
Claims Administrator/URO Response: Upon receipt of the DWC Form RFA, a claims administrator must respond within the timeframes and in the manner set forth in Labor Code section 4610 and California Code of Regulations, title 8, section 9792.9.1. To communicate its approval on requested treatment, the claims administrator may complete the lower portion of the DWC Form RFA and fax it back to the requesting provider. (Use of the DWC Form RFA is optional when communicating approvals of treatment; a claims administrator may utilize other means of written notification.) If multiple treatments are requested, indicate in comments section if any individual request is being denied or referred to utilization review.
Page 2
Filling out the California Request for Authorization (Ca RFA) form is a crucial step in ensuring that injured workers receive the medical treatment they need promptly. This form initiates the utilization review process, which evaluates the necessity and effectiveness of the proposed medical treatment. The process is designed to be thorough yet straightforward, requiring specific details about the patient, the requesting physician, and the treatment sought. It's important to complete this form accurately to avoid delays. Here is a step-by-step guide to help you fill out the Ca RFA form correctly.
Following the submission of the Ca RFA form, the claims administrator will review the request in accordance with the guidelines set forth in the Labor Code section 4610 and the California Code of Regulations. The response to the request, which can be an approval, modification, delay, or denial, will be provided in the manner and within the timeframes specified by these regulations. It is crucial for both the requesting physician and the employee to be aware of these next steps and to prepare for any necessary follow-up actions based on the response received.
What is the DWC Form RFA?
The DWC Form RFA (Request for Authorization for Medical Treatment) is a document used in the California workers' compensation system. Its purpose is for a treating physician to initiate the utilization review process as required by Labor Code section 4610. This form must be accompanied by relevant medical reports that substantiate the treatment request.
Why is the DWC Form RFA required?
The form is necessary for formally requesting authorization for specific medical treatment or diagnostic services for an employee who has suffered a workplace injury or illness. Its correct completion and submission triggers the utilization review process, where the requested treatment's necessity and appropriateness are evaluated.
What documents need to be attached with the DWC Form RFA?
Supporting medical documentation must be attached, such as the Doctor’s First Report of Occupational Injury or Illness (Form DLSR 5021), a Treating Physician’s Progress Report (DWC Form PR-2), or an equivalent narrative report that substantiates the requested treatment.
Can the DWC Form RFA be used for expedited review requests?
Yes, the form has a specific section to indicate if the request for treatment is urgent due to the employee facing an imminent and serious threat to their health. This expedited review is contingent upon the submission of adequate documentation that substantiates the urgent condition.
How should the DWC Form RFA be submitted to the claims administrator?
The form can be mailed, faxed, or emailed to the designated address, fax number, or email address provided by the claims administrator. This information must be accurately completed to ensure proper routing and timely response to the treatment request.
What information must be included in the requested treatment section of the form?
For a treatment request to be properly evaluated, the form must detail the diagnosis, the required ICD Code, the specific service or good requested, and, if known, the applicable CPT/HCPCS code. Information about the treatment's frequency, duration, quantity, and other relevant details should also be included.
Is the signature of the requesting physician mandatory on the DWC Form RFA?
Yes, the treating physician must sign and date the form for the request to be considered valid. This ensures that the submitted treatment request is being made by an authorized medical professional and that the information provided is accurate to their knowledge.
How does the claims administrator respond to a DWC Form RFA?
Upon receiving the form, the claims administrator must respond within specific timeframes set by Labor Code section 4610 and California Code of Regulations, title 8, section 9792.9.1. The response, which can include approval, denial, modification, or delay, is conveyed through the same form or through alternative written communication.
What should be done if multiple treatments are requested on the DWC Form RFA?
If several treatments are being requested, the form provides a section where each treatment can be listed. If the provided space is insufficient, additional pages may be attached with the form. The claims administrator's response should specify the status (approved, denied, etc.) of each individual treatment requested.
Filling out the Request for Authorization for Medical Treatment (DWC Form RFA) is crucial for initiating the utilization review process in California worker's compensation cases. However, five common mistakes can lead to unnecessary delays or denials of treatment. Awareness and avoidance of these mistakes are key to a smoother process.
One common mistake is failing to attach required medical reports. The form requires either a Doctor's First Report of Occupational Injury or Illness, a Treating Physician's Progress Report, or an equivalent narrative report to substantiate the requested treatment. When these documents are absent, the claims administrator lacks the necessary information to make an informed decision, potentially leading to a request denial.
Another error involves incorrectly marking the expedited review box. Expedited review should only be requested if the employee faces an imminent and serious threat to their health. Requests for expedited review must be supported by documentation substantiating the employee's condition. Incorrectly checking this box without the requisite supporting documentation can mislead the urgency of the request and lead to unnecessary prioritization or confusion.
Incorrectly or incompletely filling out the employee and requesting physician information sections is also a frequent mistake. It is critical to provide all identifying information accurately, including names, contact details, and the employee's claim number. Missing or inaccurate information can delay the processing of the request as the claims administrator may not be able to match the request to the correct worker's compensation claim.
Omitting treatment details, such as the diagnosis, ICD code, and specific service or goods requested, is another common oversight. The DWC Form RFA must contain all this information to substantiate the request for authorization. If the space provided on the form is insufficient, attaching additional pages is necessary. Without this information, the claims administrator is left without a clear understanding of what is being requested, making it difficult to approve the treatment.
Last but not least, failing to sign and date the form is a significant yet avoidable error. The requesting physician's signature validates the request and is mandatory for the form’s submission. An unsigned form is considered incomplete and will not be processed until rectified, further delaying the review and authorization process.
By paying careful attention to these details and ensuring the DWC Form RFA is filled out completely and accurately, healthcare providers can avoid these common pitfalls, helping to expedite the utilization review process and ultimately facilitate timely medical care for injured workers.
When processing the Request for Authorization (RFA) for medical treatment in California through the Division of Workers’ Compensation, several additional forms and documents are frequently used to streamline and support the process effectively. Understanding these accompanying documents can be beneficial for both the requesting physicians and the claims administrators.
Each of these documents plays a critical role in the workers' compensation process, providing essential information to ensure that decisions regarding the injured employee's care are well-informed and based on the most current and accurate information available. The effective use and management of these documents facilitate smoother interactions between healthcare providers, claims administrators, and injured employees, ensuring timely and appropriate medical care.
The CA DWC Form RWC-1, or the Worker's Compensation Claim Form, is quite similar to the CA RFA form in purpose and function. Both forms are integral to the workers' compensation process in California, facilitating communication between employees, employers, and insurance carriers. While the DWC Form RFA is used by physicians to request authorization for medical treatment, the RWC-1 form serves as the initial notification of injury or illness by the employee. Both documents trigger a review process that can impact the care and compensation an injured worker receives.
Another related document is the Doctor’s First Report of Occupational Injury or Illness, Form DLSR 5021. This form is specifically mentioned as a document to be attached with the DWC Form RFA submissions. It serves as the initial medical report filed by a physician when treating a patient for a work-related injury or illness, establishing the medical basis for the treatment requests made on the DWC Form RFA. This creates a linkage between identifying the work-related condition and the subsequent request for authorization of treatment.
The Treating Physician’s Progress Report, DWC Form PR-2, or an equivalent narrative report, also closely relates to the DWC Form RFA. It is used by treating physicians to document an injured worker's treatment progress and is essential for substantiating the treatment requests made in the DWC Form RFA. The PR-2 can provide updated medical information that justifies the necessity for the requested treatment services, goods, or items.
Similarly, the Permanent and Stationary Report (PR-3/PR-4) aligns with the RFA form's objectives. When an injured worker's condition stabilizes and no significant improvement is expected, the PR-3/PR-4 reports evaluate the permanent impairments and work restrictions. If further treatment is needed to maintain this level of medical improvement, such treatment requests could be formulated through the DWC Form RFA process.
The Utilization Review (UR) Decision Letter is another document with a functional similarity to the DWC Form RFA. After a DWC Form RFA is submitted, the claims administrator undertakes a UR process to decide on the medical necessity of the proposed treatment. The UR decision, communicated through the decision letter, directly responds to the request made on the DWC Form RFA, approving, denying, or modifying the treatment based on evidence-based standards.
Request for Second Review of Denial of Authorization (DWC Form SBR-1) comes into play if the treatment request on a DWC Form RFA is denied. This similarity underlines the appeals process within workers' compensation claims, whereby the treating physician or injured worker can contest a UR denial, furthering the parallels in their procedural role within the larger system.
The Application for Adjudication of Claim (WCAB Form 1) shares a procedural nexus with the DWC Form RFA, as both can be essential in disputed workers' compensation claims. If there's disagreement over the necessity or appropriateness of the requested medical treatment, filing an Application for Adjudication may be a step toward resolving such disputes, highlighting the interconnectedness of these forms in advocating for the injured worker's rights.
The Notice of Representation (DWC Form 105) also parallels the DWC Form RFA in the context of workers' compensation claims. Legal representation, signaled by filing a Notice of Representation, can be crucial in ensuring that the treatment authorization process is navigated effectively, especially if there are complexities or disputes regarding the necessary medical care.
Prescription Medication Request Form is an equivalent to the RFA form in that it requests approval for specific medical services, in this case, medication. These forms are used to seek authorization from the insurance carrier or claims administrator before dispensing prescription drugs, ensuring they are covered under the workers' compensation claim, similar to how a DWC Form RFA seeks approval for treatments, services, or goods.
Finally, the Medical Mileage Expense Form (DWC Form MM-1) shares its purpose with the DWC Form RFA in managing the ancillary costs related to receiving medical treatment. Though the MM-1 is specifically for reimbursement of travel expenses for medical appointments, it illustrates the broader spectrum of workers' compensation forms designed to support injured workers through their recovery process, addressing varied needs from direct treatment requests to supportive logistical arrangements.
When filling out the California (CA) Request for Authorization (RFA) form, there are specific practices to follow for an accurate and effective process. These practices are divided into things you should do and shouldn't do to ensure your submission is processed efficiently:
Things You Should Do:
Things You Shouldn't Do:
There are several misconceptions about the California Request for Authorization (RFA) form used in workers’ compensation cases. Clarifying these misconceptions is essential for both employees and employers to understand the process better.
The RFA form is specifically designed for the utilization review process required by Labor Code section 4610 to obtain authorization for treatment proposed by an employee’s treating physician.
Only specific documents like a Doctor's First Report of Occupational Injury or Illness, a Treating Physician's Progress Report (DWC Form PR-2), or an equivalent narrative report that substantiates the requested treatment are acceptable.
Submission of the RFA form initiates the review process; it does not guarantee approval. The claims administrator's decision can result in approval, modification, delay, or denial based on a thorough review.
The form can be used for new treatment requests or resubmissions based on a change in material facts surrounding the employee’s condition.
While mailing is an option, the RFA form can also be faxed or emailed to the claims administrator if such contact details are provided.
An expedited review is only granted if the employee faces an imminent and serious threat to their health, and this must be supported by appropriate documentation.
Requested treatments should align with the Medical Treatment Utilization Schedule (MTUS) or be supported by scientifically based evidence for conditions not addressed by MTUS.
The DWC Form RFA is not a separately reimbursable report under the Official Medical Fee Schedule as per the California Code of Regulations, title 8, section 9789.10 et seq.
Understanding these misconceptions is vital for ensuring the RFA form is completed and submitted correctly, facilitating a smoother review process for the necessary medical treatments within the workers’ compensation framework.
Filling out and utilizing the California Request for Authorization (RFA) form requires careful attention to detail and an understanding of the process. Here are key takeaways you should know:
Understanding these key points ensures the RFA form is correctly completed and processed, facilitating timely access to necessary medical treatment for injured employees.
Payday Loan Court Summons - Includes exemplars and templates to aid defendants in crafting their legal responses, whether appearing by themselves or through an attorney.
Florida Physical Form - The examining healthcare provider must certify the student’s fitness for participation in sports.
Maricopa Court Forms - Detailed procedure for parties in Maricopa County to follow when submitting a motion, emphasizing the importance of making the necessary copies and using stamped envelopes for communication.