The Texas DWC069 form is a critical document issued by the Texas Department of Insurance Division of Workers’ Compensation for reporting a medical evaluation related to a worker’s compensation claim. It outlines the results of an evaluation concerning Maximum Medical Improvement (MMI) and any permanent impairment, providing a structured way for certifying doctors to report their findings. For workers navigating their compensation claims, understanding and completing this form correctly is essential for ensuring their rights and benefits are adequately addressed. Click the button below to learn more about how to fill out this form.
Navigating through the complexities of workers' compensation in Texas can be daunting, especially when dealing with injuries that might have long-lasting impacts. Central to understanding one’s rights and benefits under this system is the Texas Department of Insurance Division of Workers' Compensation Report of Medical Evaluation, better known as the DWC069 form. This critical document plays a pivotal role in determining an injured employee's medical status concerning their work-related injury or illness. It captures essential information including the worker's general information, details about the injury, the diagnosing doctor's details, and importantly, the certification of Maximum Medical Improvement (MMI) and assessment of any permanent impairment. The form defines MMI in both clinical and statutory terms, acknowledging the complex nature of recovery, and introduces the concept of permanent impairment as a loss or abnormality that is considered permanent post-MMI. The DWC069 form is not just a piece of paperwork; it is a key tool used by various stakeholders, including treating doctors, insurance carriers, and designated doctors, to navigate the medical and administrative pathways necessary for the fair assessment and compensation of work-related injuries. The form's rigorous protocols for filing and the stringent requirements for doctors’ certifications underscore the Texas workers' compensation system's commitment to accuracy, fairness, and the rule of law. Thus, understanding the DWC069 form is essential for anyone involved in a workers' compensation claim in Texas, from the injured workers and their employers to the healthcare providers and insurance adjusters who serve them.
Texas Department of Insurance
Division of Workers’ Compensation
7551 Metro Center Drive, Suite 100 MS-94 Austin, TX 78744-1645
(800) 252-7031 phone (512) 490-1047 fax
Report of Medical Evaluation
DWC069
Complete if known:
DWC Claim #
Carrier Claim #
I. GENERAL INFORMATION
4. Injured Employee's Name (First, Middle, Last)
1.
Workers’ Compensation Insurance Carrier
5.
Date of Injury
6. Social Security Number
2.
Employer’s Name
7. Employee's Phone Number
3.
Employer’s Address (Street or PO Box, City State Zip)
8.
Employee’s Address (Street or PO Box, City State Zip)
9.Certifying Doctor's Name and License Type
10.Certifying Doctor's License Number and Jurisdiction
11.Certifying Doctor’s Phone and Fax Numbers
(Ph)(Fax)
12.Certifying Doctor’s Address (Street or PO Box, City State Zip)
II. DOCTOR’S ROLE
13.Indicate which role you are serving in the claim in performing this evaluation. Only a doctor serving in one of the following roles is authorized to evaluate MMI/impairment and file this report [28 Texas Administrative Code (TAC) §130.1 governs such authorization]:
Treating Doctor
Doctor selected by Treating Doctor acting in place of the Treating Doctor
Designated Doctor selected by DWC
Insurance Carrier-selected RME Doctor approved by DWC to evaluate MMI and/or permanent impairment after a Designated Doctor examination NOTE: If you are not authorized by 28 TAC §130.1 to file this report, you will not be paid for this report or the MMI/impairment examination.
III. MEDICAL STATUS INFORMATION
14. Date of Exam
15. Diagnosis Codes
____ / ____ / ________
16. Indicate whether the
employee has reached Clinical or Statutory MMI based upon the following definitions:
Clinical Maximum Medical Improvement (Clinical MMI) is the earliest date after which, based upon reasonable medical probability, further material recovery from or lasting improvement to an injury can no longer reasonably be anticipated.
Statutory MMI is the later of: (1) the end of the 104th week after the date that temporary income benefits (TIBs) began to accrue; or
(2)the date to which MMI was extended by DWC pursuant to Texas Labor Code §408.104.
a) Yes, I certify that the employee reached STATUTORY / CLINICAL (mark one) MMI on ____ / ____ / ________
(may not be a prospective date) and have included documentation relating to this certification in the attached narrative. - OR -
b) No, I certify that the employee has NOT reached MMI but is expected to reach MMI on or about ____ / ____ / ________
The reason the employee has not reached MMI is documented in the attached narrative.
NOTE: The fact that an employee reaches either Clinical MMI or Statutory MMI does not signify that the employee is no longer entitled to medical benefits.
IV. PERMANENT IMPAIRMENT
17. If the employee has reached MMI, indicate whether the employee has permanent impairment as a result of the compensable injury.
“Impairment” means any anatomic or functional abnormality or loss existing after MMI that results from a compensable injury and is reasonably presumed to be permanent. The finding that impairment exists must be made based upon objective clinical or laboratory findings meaning a medical finding of impairment resulting from a compensable injury, based upon competent objective medical evidence that is independently confirmable by a doctor, including a designated doctor, without reliance on the subjective symptoms perceived by the employee.
a) I certify that the employee does not have any permanent impairment as a result of the compensable injury. - OR -
b) I certify that the employee has permanent impairment as a result of the compensable injury. The amount of permanent impairment is _____%, which was determined in accordance with the requirements of the Texas Labor Code and Texas Administrative Code. The attached narrative provides explanation and documentation used for the calculation of the impairment rating assigned using the appropriate tables, figures, or worksheets from the following
edition of the Guides to the Evaluation of Permanent Impairment published by the American Medical Association (AMA): third edition, second printing, February 1989 - OR -
fourth edition, 1st, 2nd, 3rd, or 4th printing, including corrections and changes issued by the AMA prior to May 16, 2000.
NOTE: A finding of no impairment is not equivalent to a 0% impairment rating. A doctor can only assign an impairment rating, including a 0% rating, if the doctor performed the examination and testing required by the AMA Guides.
V. DOCTOR’S CERTIFICATION
18.I HEREBY CERTIFY THAT THIS REPORT OF MEDICAL EVALUATION is complete and accurate and complies with the Texas Labor Code and applicable rules. If an impairment rating has been assigned, I certify that I have completed the required training and testing and have a current certification by DWC to assign impairment ratings in the Texas workers' compensation system or have received specific permission by DWC to certify MMI and assign an impairment rating. I understand that making a misrepresentation about a workers’ compensation claim or myself is a crime that can result in fines and/or imprisonment and nullification of this report.
Signature of Certifying Doctor: _________________________________________________
Date of Certification: __________________
VI. TREATING DOCTOR’S AGREEMENT OR DISAGREEMENT WITH ANOTHER DOCTOR’S CERTIFICATION
19.
Treating Doctor's Name and License Type
22.
I AGREE / I DISAGREE with the certifying doctor’s certification of MMI.
20.
Treating Doctor's License Number and Jurisdiction
23.
I AGREE / I DISAGREE with the certifying doctor’s finding of no impairment. - OR -
21.
Treating Doctor’s Phone and Fax Numbers
I AGREE / I DISAGREE with the impairment rating assigned by the certifying doctor.
(Ph)
(Fax)
24.I understand that making a misrepresentation about a workers’ compensation claim is a crime that can result in fines and/or imprisonment.
Signature of Treating Doctor: __________________________________________________
Date: _____________________________
DWC069 Rev. 01/15
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Frequently Asked Questions
Report of Medical Evaluation (DWC Form-069)
INSTRUCTIONS FOR DOCTORS:
Who can file the DWC Form-069?
Treating Doctor: Doctor chosen by the employee who is primarily responsible for employee's injury-related health care.
Doctor Selected by Treating Doctor: Doctor selected by the treating doctor to evaluate permanent impairment and Maximum Medical Improvement (MMI). This doctor acts in the place of the treating doctor. Such a doctor must be selected if the treating doctor is not authorized to certify MMI or assign an impairment rating in those cases in which the employee has permanent impairment. An authorized treating doctor may also choose to select another doctor to perform the evaluation/certification.
Designated Doctor: Doctor selected by the Texas Department of Insurance, Division of Workers’ Compensation (DWC) to resolve a question over MMI or permanent impairment.
Insurance Carrier-Selected RME Doctor: Doctor selected by the insurance carrier to evaluate MMI and/or permanent impairment. An insurance carrier-selected Required Medical Examination (RME) Doctor is only authorized to certify MMI, evaluate permanent impairment, and assign an impairment rating when specifically approved by DWC prior to the examination and only after a designated doctor has completed the same.
AUTHORIZATION: In addition to the requirement of acting in an eligible role, 28 Texas Administrative Code §130.1 provides the following requirements:
Employee has permanent impairment: Only a doctor certified by DWC to assign impairment ratings or who receives specific
permission by exception granted by DWC is authorized to certify MMI and to assign an impairment rating.
Employee does not have permanent impairment: A doctor not certified or exempted from certification by DWC is only authorized to determine whether an employee has permanent impairment and, in the event that the employee has no impairment, certify MMI.
INVALID CERTIFICATION: Certification by a doctor who is not authorized is invalid.
Under what circumstances and when am I required to file the DWC Form-069?
If the employee has reached MMI, you must file the DWC Form-069 no later than the seventh working day after the later of: (a) date of the certifying examination; or (b) receipt of all medical information necessary to certify MMI. Only a Designated Doctor is subject to this requirement if the employee has not reached MMI.
Where do I file the form?
The DWC Form-069 and required narrative shall be filed with:
the insurance carrier;
the treating doctor (if a doctor other than the treating doctor files the report);
DWC;
injured employee; and
injured employee’s representative (if any).
The report must be filed by facsimile or electronic transmission unless an exception applies. The specific requirements are shown below. To file this form with DWC, fax to (512) 490-1047.
Insurance Carrier
DWC
Designated Doctor
fax or e-mail
fax or e-mail unless recipient has
Doctor Selected by Treating Doctor
not provided these numbers; then
Insurance Carrier-Selected RME Doctor
by other verifiable means
Injured Employee
Injured Employee’s Representative
fax or e-mail unless recipient has not provided these numbers; then by other verifiable means
Do I have to maintain documentation regarding the examination and report?
The certifying doctor must maintain the original copy of the report and narrative and documentation of the following:
date of the examination;
date any medical records necessary to make the certification of MMI were received, and from whom the medical records were received; and
date, addresses, and means of delivery that required reports were transmitted or mailed by the certifying doctor.
Where can I find more information about the Report of Medical Evaluation?
See 28 TAC §130.1 through §130.4 and §130.6 for the complete requirements regarding the filing of this report, including required documentation. The complete text of these rules is available on the Texas Department of Insurance website at www.tdi.texas.gov/wc/rules/index.html. If you have additional questions, call 1-800-372-7713, Option #3.
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IMPORTANT INFORMATION FOR INJURED EMPLOYEES:
What if I disagree with the doctor's certification of Maximum Medical Improvement (MMI) and/or permanent impairment rating for my workers' compensation claim?
If this is the first evaluation of your MMI and/or permanent impairment, you or your representative may dispute:
the certification of MMI; and/or
the assigned impairment rating.
To file the dispute, contact your local DWC field office or call 1-800-252-7031 to request:
the appointment of a designated doctor (DD), if one has not been appointed; or
a Benefit Review Conference (BRC).
Important Note: Your dispute must be filed within 90 days after the written notice is delivered to you or the certification of MMI and/or the assigned impairment rating may become final.
NOTE: With few exceptions, upon your request, you are entitled to be informed about the information DWC collects about you; receive and review the information (Government Code, §§552.021 and 552.023); and have DWC correct information that is incorrect (Government Code, §559.004).
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Filling out the Texas DWC069 form is a crucial step for doctors involved in evaluating an injured employee's medical condition under the workers' compensation program. This form helps ensure that the medical evaluation is comprehensively documented, aiding in the fair and efficient handling of workers' compensation claims. Below, you'll find a straightforward step-by-step guide designed to assist in the completion of the form, making the process as smooth as possible for all parties involved.
After completing the Texas DWC069 form, ensure all steps have been followed correctly. The completed form, along with any required narrative documentation, should be filed with the workers' compensation insurance carrier, the treating doctor (if not filed by the treating doctor), the Division of Workers' Compensation (DWC), the injured employee, and the injured employee's representative if applicable. Remember to send the form and documents via fax or email as specified in the report's instructions, making sure to adhere to the seven-working-day deadline following the examination or receipt of necessary medical information to certify MMI. This diligence in filing not only adheres to the requirements but facilitates a smoother claim process for everyone involved.
Who is eligible to file the DWC Form-069?
Eligible doctors include the treating doctor, a doctor selected by the treating doctor, a Designated Doctor selected by the Texas Department of Insurance, Division of Workers’ Compensation (DWC), or an Insurance Carrier-Selected Required Medical Examination (RME) Doctor. However, specific authorization from DWC is required in certain circumstances, particularly for certifying Maximum Medical Improvement (MMI) and assigning an impairment rating.
When is a doctor required to file the DWC Form-069?
A doctor must file DWC Form-069 no later than seven working days after the later of the date of the MMI certification examination or the receipt of all necessary medical information to certify MMI. This requirement applies if the employee has reached MMI. For Designated Doctors, this timeframe also applies if the employee has not reached MMI.
Where should the DWC Form-069 be filed?
The form, along with the required narrative, should be filed with the insurance carrier, the treating doctor (if a different doctor is filing the report), DWC, the injured employee, and their representative (if applicable). Submission is typically expected via facsimile or electronic transmission unless an exception is granted.
Is there a requirement to maintain documentation related to the DWC Form-069?
Yes, the certifying doctor must keep the original report and narrative and documentation of examination dates, when necessary medical records were received, and how and when required reports were sent.
What can an injured employee do if they disagree with the doctor's certification of MMI or the impairment rating?
If an employee disagrees with the certification of MMI or the impairment rating, they can file a dispute. This should be done within 90 days after receiving the written notice. The employee or their representative should contact their local DWC field office or call a designated number to request a Designated Doctor or a Benefit Review Conference (BRC).
What determines an employee's MMI status?
MMI status can be either clinical or statutory. Clinical MMI is reached when no further material recovery from the injury can reasonably be anticipated. Statutory MMI occurs at the end of the 104th week after temporary income benefits start or at a date extended by DWC.
How is permanent impairment assessed?
Permanent impairment is evaluated based on objective clinical or laboratory findings indicating any anatomic or functional abnormality or loss after MMI that is presumed to be permanent. This assessment must follow the American Medical Association's guides and DWC requirements.
What happens if a doctor is not authorized to file a report?
A report filed by an unauthorized doctor is considered invalid. Authorization depends on the doctor’s role, DWC certification for assigning impairment ratings, and following specific rules set by Texas Administrative Code §130.1.
Where can more information about the DWC Form-069 be found?
Additional details and requirements for the DWC Form-069 are available in Sections 130.1 through 130.4 and Section 130.6 of the Texas Administrative Code, accessible via the Texas Department of Insurance website. For further queries, contacting DWC directly is recommended.
What is the significance of an impairment rating?
An impairment rating quantifies the extent of an employee’s permanent impairment due to a workplace injury. It plays a crucial role in determining the compensation an injured employee is entitled to receive under workers’ compensation. A finding of no impairment does not equate to a 0% rating; an impairment rating, including a 0% rating, can only be assigned based on a proper examination and is fundamental for resolving workers’ compensation claims.
When filling out the Texas DWC069 form, a crucial error is providing incorrect or incomplete general information. Details such as the injured employee's name, the workers' compensation insurance carrier, and the employer's name and address are essential. Errors or omissions in this section can lead to processing delays or the form being returned for correction. It is critical to double-check all entries for accuracy to ensure smooth processing.
Another common mistake is failing to correctly identify the doctor's role in section II of the form. This section requires the certifying doctor to indicate their specific role, such as Treating Doctor, Doctor selected by Treating Doctor, Designated Doctor selected by DWC, or Insurance Carrier-selected RME Doctor. Misidentifying the role can invalidate the form, as only doctors serving in authorized roles can file this report. It is important to understand the distinctions between these roles to accurately complete this section.
Incorrect or missing diagnosis codes and MMI status under section III can significantly impact the claim's outcome. The diagnosis codes must be accurate and correspond to the employee's condition. Likewise, correctly marking whether the employee has reached Clinical or Statutory MMI is crucial, as it determines the case's direction. Providing a prospective MMI date or failing to attach the required narrative explaining the MMI status can lead to misunderstandings and unnecessary delays in the claim process.
A crucial oversight often made is in section IV, related to Permanent Impairment. Some fail to certify whether the employee has permanent impairment or incorrectly calculate the impairment rating. This section requires precise information and adherence to the guidelines provided by the Texas Administrative Code and Texas Labor Code. The narrative must include objective clinical or laboratory findings and use the appropriate edition of the Guides to the Evaluation of Permanent Impairment. Missteps in this section can lead to disputes or the need for reevaluation, delaying the resolution of the claim.
When working with the Texas DWC069 form, several other forms and documents may be required or helpful throughout the process of evaluating or addressing a worker's compensation claim. Understanding these materials can streamline the workflow and ensure compliance with relevant regulations.
Each of these documents plays a crucial role in the administration and resolution of workers' compensation claims in Texas. Familiarity with these forms ensures proper execution of duties by employers, insurance carriers, and healthcare providers, ultimately facilitating the injured employee's recovery and return to work.
The Texas DWC069 form, which is used for reporting medical evaluations in workers' compensation cases, shares similarities with other documents within the realm of medical and legal reporting. One such document is the First Report of Injury (FROI) form that employers must file when an employee is injured on the job. Both forms are crucial in the workers' compensation process, serving as initial steps to document injury and medical evaluation. However, while the DWC069 focuses on medical evaluations and impairment, the FROI is centered on the details of the injury occurrence and employer information.
Another related document is the Work Status Report, often used by healthcare providers to communicate an employee's work ability following an injury. Like the DWC069, it deals with the implications of workplace injuries but from the perspective of current work capabilities rather than evaluating permanent impairment or MMI (Maximum Medical Improvement). The Work Status Report advises employers and insurers on any needed work restrictions or accommodations, playing a complementary role to the DWC069's focus on long-term outcomes.
The Request for Paid Leave form, utilized by employees to request leave due to an injury, also intersects with the DWC069 in the workers' compensation narrative. It connects the injury's impact on the employee's ability to work with the more formal medical evaluations and impairment assessments documented in the DWC069, bridging personal leave processes and formal workers' compensation claims.
Medical Bills forms, which outline the costs associated with treating a work-related injury, relate to the contents of the DWC069 by providing the financial aspect of medical care. While the DWC069 assesses the medical and impairment status, the Medical Bills forms quantify the treatment's cost, contributing another layer to understanding the injury's repercussions.
Another parallel document is the Permanent Disability Rating form, which, similar to the DWC069, evaluates the extent of an employee's permanent impairments resulting from a workplace injury. Both documents are pivotal for determining compensation but differ in their specific focus areas and criteria for evaluation.
The Benefits Review Conference (BRC) Agreement form used in the dispute resolution process within workers' compensation claims also shares relevance. It might not directly assess medical conditions like the DWC069, but it comes into play if there's disagreement over the outcomes reported in the DWC069, such as MMI or impairment ratings.
The Designated Doctor Examination Request form closely aligns with the DWC069, as it involves the process of selecting a neutral third-party doctor to evaluate the injured worker, possibly to confirm or contest findings similar to those reported on the DWC069. This document is integral when there are disputes regarding the medical evaluation's outcomes.
Lastly, the Employee’s Claim for Compensation for a Work-Related Injury or Occupational Disease form is another cornerstone of the workers' compensation process, initiating a claim by documenting an employee's injury or illness. While it marks the beginning of the process, the DWC069 comes into play later, addressing the consequences of the injuries detailed in initial claims.
When filling out the Texas DWC069 form, it's important to follow certain guidelines to ensure the process is completed accurately and efficiently. Here are five things you should do and five things you shouldn't do:
Things You Should Do:
Verify your authorization to file the report, confirming that you meet the roles and authorization requirements outlined under 28 Texas Administrative Code §130.1.
Ensure all required fields are completed with accurate information, including the correct DWC Claim #, Carrier Claim #, and details of the certifying doctor.
Include a comprehensive narrative if certifying that the employee has or has not reached Maximum Medical Improvement (MMI) and/or has permanent impairment, supporting your certification with detailed evidence.
Submit the form and all necessary documentation within the required timeframe, which is no later than the seventh working day after the date of the certifying examination or receipt of all medical information necessary for certification.
Maintain copies of the completed form, narrative report, and all related documentation for your records, as required by Texas Administrative Code.
Things You Shouldn't Do:
Do not file the DWC069 form without ensuring you are authorized under the specified categories (Treating Doctor, Doctor selected by Treating Doctor, Designated Doctor, or Insurance Carrier-selected RME Doctor).
Avoid leaving required fields incomplete or filled with inaccurate information, as this could lead to the rejection of the form or delays in the process.
Do not omit the narrative report when certifying MMI and/or permanent impairment, as the narrative provides essential supporting documentation for your certification.
Avoid missing the filing deadline, as failure to submit the form and accompanying documentation within the stipulated timeframe could impact the employee’s benefits.
Do not forget to file the DWC069 form with all required parties, including the insurance carrier, treating doctor (if you are not the treating doctor), DWC, injured employee, and the injured employee’s representative, if applicable.
When it comes to navigating the complexities of workers' compensation in Texas, understanding the DWC069 form is paramount for employees, employers, and healthcare providers alike. However, there are several misconceptions surrounding this form that need clarification:
Understanding these key aspects of the DWC069 form helps demystify the process, ensuring that all parties involved have accurate expectations and can navigate the workers' compensation system more effectively.
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