The WH-380-E form, known as the Certification of Health Care Provider for U.S. Department of Labor Employee's Serious Health Condition, is an integral document under the Family and Medical Leave Act (FMLA). It enables employees to provide necessary medical certification from their health care providers to substantiate a request for FMLA leave due to a serious health condition. This form, maintained with confidentiality, aids in ensuring employees' rights to take medically necessary leave without facing employment repercussions. To ensure your rights are protected, fill out the WH-380-E form by clicking the button below.
Guiding employees through the complexities of the Family and Medical Leave Act (FMLA) often begins with navigating a crucial document: the WH-380-E form, officially titled the Certification of Health Care Provider for U.S. Department of Labor Employee’s Serious Health Condition. This form serves as a cornerstone for employees seeking FMLA protections due to their own serious health conditions, enabling them to present medical certification as part of their leave request. It embodies a structured approach to authenticate an employee's need for leave, stipulating that the employer may require this certification and setting a 15-calendar day timeframe for submission. Inadequate or incomplete documentation may lead to denied FMLA leave requests, accentuating the form's significance. Moreover, it details responsibilities around confidentiality in line with medical information handling requirements under the Americans with Disabilities Act and the Genetic Information Nondiscrimination Act, ensuring sensitive data remains protected. The form also clarifies conditions recognized under FMLA, including pregnancy, chronic conditions, or treatments requiring multiple sessions, guiding both healthcare providers and employees through a process designed to substantiate leave requests effectively. As such, the WH-380-E form plays a crucial role in facilitating the FMLA leave process, addressed not only to maintain the employer's records but crucially, to support employees in their time of need.
Certification of Health Care Provider for
U.S. Department of Labor
Employee’s Serious Health Condition
Wage and Hour Division
under the Family and Medical Leave Act
DO NOT SEND COMPLETED FORM TO THE DEPARTMENT OF LABOR.
OMB Control Number: 1235-0003
RETURN TO THE PATIENT.
Expires: 6/30/2023
The Family and Medical Leave Act (FMLA) provides that an employer may require an employee seeking FMLA protections because of a need for leave due to a serious health condition to submit a medical certification issued by the employee’s health care provider. 29 U.S.C. §§ 2613, 2614(c)(3); 29 C.F.R. § 825.305. The employer must give the employee at least 15 calendar days to provide the certification. If the employee fails to provide complete and sufficient medical certification, his or her FMLA leave request may be denied. 29 C.F.R. § 825.313. Information about the FMLA may be found on the WHD website at www.dol.gov/agencies/whd/fmla.
SECTION I – EMPLOYER
Either the employee or the employer may complete Section I. While use of this form is optional, this form asks the health care provider for the information necessary for a complete and sufficient medical certification, which is set out at 29 C.F.R.
§825.306. You may not ask the employee to provide more information than allowed under the FMLA regulations, 29 C.F.R. §§ 825.306-825.308. Additionally, you may not request a certification for FMLA leave to bond with a healthy newborn child or a child placed for adoption or foster care.
Employers must generally maintain records and documents relating to medical information, medical certifications, recertifications, or medical histories of employees created for FMLA purposes as confidential medical records in separate files/records from the usual personnel files and in accordance with 29 C.F.R. § 1630.14(c)(1), if the Americans with Disabilities Act applies, and in accordance with 29 C.F.R. § 1635.9, if the Genetic Information Nondiscrimination Act applies.
(1)
Employee name: _______________________________________________________________________________
First
Middle
Last
(2)
Employer name: ________________________________________________ Date: _________________ (mm/dd/yyyy)
(List date certification requested)
(3)
The medical certification must be returned by ________________________________________________ (mm/dd/yyyy)
(Must allow at least 15 calendar days from the date requested, unless it is not feasible despite the employee’s diligent, good faith efforts.)
(4)Employee’s job title: ___________________________________________ Job description ( is / is not) attached.
Employee’s regular work schedule: __________________________________________________________________
Statement of the employee’s essential job functions: ____________________________________________________
____________________________________________________________________________________________________________________
(The essential functions of the employee's position are determined with reference to the position the employee held at the time the employee
notified the employer of the need for leave or the leave started, whichever is earlier.)
SECTION II - HEALTH CARE PROVIDER
Please provide your contact information, complete all relevant parts of this Section, and sign the form. Your patient has requested leave under the FMLA. The FMLA allows an employer to require that the employee submit a timely, complete, and sufficient medical certification to support a request for FMLA leave due to the serious health condition of the employee. For FMLA purposes, a “serious health condition” means an illness, injury, impairment, or physical or mental condition that involves inpatient care or continuing treatment by a health care provider. For more information about the definitions of a serious health condition under the FMLA, see the chart on page 4.
You may, but are not required to, provide other appropriate medical facts including symptoms, diagnosis, or any regimen of continuing treatment such as the use of specialized equipment. Please note that some state or local laws may not allow disclosure of private medical information about the patient’s serious health condition, such as providing the diagnosis and/or course of treatment.
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Form WH-380-E, Revised June 2020
Employee Name: ____________________________________________________________________________________________
Health Care Provider’s name: (Print) ____________________________________________________________________
Health Care Provider’s business address: ________________________________________________________________
Type of practice / Medical specialty: ___________________________________________________________________
Telephone: (___) ______________ Fax: (___) ______________ E-mail: _______________________________________
PART A: Medical Information
Limit your response to the medical condition(s) for which the employee is seeking FMLA leave. Your answers should be your best estimate based upon your medical knowledge, experience, and examination of the patient. After completing Part A, complete Part B to provide information about the amount of leave needed. Note: For FMLA purposes, “incapacity” means the inability to work, attend school, or perform regular daily activities due to the condition, treatment of the condition, or recovery from the condition. Do not provide information about genetic tests, as defined in 29 C.F.R. § 1635.3(f), genetic services, as defined in 29 C.F.R. § 1635.3(e), or the manifestation of disease or disorder in the employee’s family members, 29 C.F.R. § 1635.3(b).
(1)State the approximate date the condition started or will start: ___________________________________ (mm/dd/yyyy)
(2)Provide your best estimate of how long the condition lasted or will last: ____________________________________
(3)Check the box(es) for the questions below, as applicable. For all box(es) checked, the amount of leave needed must be provided in Part B.
Inpatient Care: The patient ( has been / is expected to be) admitted for an overnight stay in a hospital,
hospice, or residential medical care facility on the following date(s): ______________________________
Incapacity plus Treatment: (e.g. outpatient surgery, strep throat)
Due to the condition, the patient ( has been / is expected to be) incapacitated for more than three consecutive, full calendar days from ______________ (mm/dd/yyyy) to _____________ (mm/dd/yyyy).
The patient ( was / will be) seen on the following date(s): _____________________________________
_______________________________________________________________________________________
The condition ( has / has not) also resulted in a course of continuing treatment under the supervision of a
health care provider (e.g. prescription medication (other than over-the-counter) or therapy requiring special equipment)
Pregnancy: The condition is pregnancy. List the expected delivery date: _______________ (mm/dd/yyyy).
Chronic Conditions: (e.g. asthma, migraine headaches) Due to the condition, it is medically necessary for the patient to have treatment visits at least twice per year.
Permanent or Long Term Conditions: (e.g. Alzheimer’s, terminal stages of cancer) Due to the condition, incapacity
is permanent or long term and requires the continuing supervision of a health care provider (even if active treatment is not being provided).
Conditions requiring Multiple Treatments: (e.g. chemotherapy treatments, restorative surgery) Due to the condition,
it is medically necessary for the patient to receive multiple treatments.
None of the above: If none of the above condition(s) were checked, (i.e., inpatient care, pregnancy) no additional information is needed. Go to page 4 to sign and date the form.
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(4)If needed, briefly describe other appropriate medical facts related to the condition(s) for which the employee seeks FMLA leave. (e.g., use of nebulizer, dialysis) _______________________________________________________
_____________________________________________________________________________________
PART B: Amount of Leave Needed
For the medical condition(s) checked in Part A, complete all that apply. Several questions seek a response as to the frequency or duration of a condition, treatment, etc. Your answer should be your best estimate based upon your medical knowledge, experience, and examination of the patient. Be as specific as you can; terms such as “lifetime,” “unknown,” or “indeterminate” may not be sufficient to determine FMLA coverage.
(5)Due to the condition, the patient ( had / will have) planned medical treatment(s) (scheduled medical visits) (e.g. psychotherapy, prenatal appointments) on the following date(s): ___________________________________________
_____________________________________________________________________________________________
(6)Due to the condition, the patient ( was / will be) referred to other health care provider(s) for evaluation or treatment(s).
State the nature of such treatments: (e.g. cardiologist, physical therapy) ________________________________________
Provide your best estimate of the beginning date ________________ (mm/dd/yyyy) and end date ________________
(mm/dd/yyyy) for the treatment(s).
Provide your best estimate of the duration of the treatment(s), including any period(s) of recovery (e.g. 3 days/week)
(7)Due to the condition, it is medically necessary for the employee to work a reduced schedule.
Provide your best estimate of the reduced schedule the employee is able to work. From ____________________
(mm/dd/yyyy) to __________________ (mm/dd/yyyy) the employee is able to work: (e.g., 5 hours/day, up to 25 hours a week)
(8)Due to the condition, the patient ( was / will be) incapacitated for a continuous period of time, including any time for treatment(s) and/or recovery.
Provide your best estimate of the beginning date ___________________ (mm/dd/yyyy) and end date
________________ (mm/dd/yyyy) for the period of incapacity.
(9)Due to the condition, it ( was / is / will be) medically necessary for the employee to be absent from work on an intermittent basis (periodically), including for any episodes of incapacity i.e., episodic flare-ups. Provide your best estimate of how often (frequency) and how long (duration) the episodes of incapacity will likely last.
Over the next 6 months, episodes of incapacity are estimated to occur ___________________________ times per ( day / week / month) and are likely to last approximately ______________ ( hours / days) per episode.
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PART C: Essential Job Functions
If provided, the information in Section I question #4 may be used to answer this question. If the employer fails to provide a statement of the employee’s essential functions or a job description, answer these questions based upon the employee’s own description of the essential job functions. An employee who must be absent from work to receive medical treatment(s), such as scheduled medical visits, for a serious health condition is considered to be not able to perform the essential job functions of the position during the absence for treatment(s).
(10)Due to the condition, the employee ( was not able / is not able / will not be able) to perform one or more of the essential job function(s). Identify at least one essential job function the employee is not able to perform:
Signature of
Health Care Provider _____________________________________________ Date _________________ (mm/dd/yyyy)
Definitions of a Serious Health Condition (See 29 C.F.R. §§ 825.113-.115)
Inpatient Care
•An overnight stay in a hospital, hospice, or residential medical care facility.
•Inpatient care includes any period of incapacity or any subsequent treatment in connection with the overnight stay.
Continuing Treatment by a Health Care Provider (any one or more of the following)
Incapacity Plus Treatment: A period of incapacity of more than three consecutive, full calendar days, and any subsequent treatment or period of incapacity relating to the same condition, that also involves either:
OTwo or more in-person visits to a health care provider for treatment within 30 days of the first day of incapacity unless extenuating circumstances exist. The first visit must be within seven days of the first day of incapacity; or,
OAt least one in-person visit to a health care provider for treatment within seven days of the first day of incapacity, which results in a regimen of continuing treatment under the supervision of the health care provider. For example, the health provider might prescribe a course of prescription medication or therapy requiring special equipment.
Pregnancy: Any period of incapacity due to pregnancy or for prenatal care.
Chronic Conditions: Any period of incapacity due to or treatment for a chronic serious health condition, such as diabetes, asthma, migraine headaches. A chronic serious health condition is one which requires visits to a health care provider (or nurse supervised by the provider) at least twice a year and recurs over an extended period of time. A chronic condition may cause episodic rather than a continuing period of incapacity.
Permanent or Long-term Conditions: A period of incapacity which is permanent or long-term due to a condition for which treatment may not be effective, but which requires the continuing supervision of a health care provider, such as Alzheimer’s disease or the terminal stages of cancer.
Conditions Requiring Multiple Treatments: Restorative surgery after an accident or other injury; or, a condition that would likely result in a period of incapacity of more than three consecutive, full calendar days if the patient did not receive the treatment.
PAPERWORK REDUCTION ACT NOTICE AND PUBLIC BURDEN STATEMENT
If submitted, it is mandatory for employers to retain a copy of this disclosure in their records for three years. 29 U.S.C. § 2616; 29 C.F.R. § 825.500. Persons are not required to respond to this collection of information unless it displays a currently valid OMB control number. The Department of Labor estimates that it will take an average of 15 minutes for respondents to complete this collection of information, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. If you have any comments regarding this burden estimate or any other aspect of this collection information, including suggestions for reducing this burden, send them to the Administrator, Wage and Hour Division, U.S. Department of Labor, Room S-3502, 200 Constitution Avenue, N.W., Washington, D.C. 20210.
DO NOT SEND COMPLETED FORM TO THE DEPARTMENT OF LABOR. RETURN TO THE PATIENT.
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The WH-380-E form is required when an employee seeks leave due to a serious health condition under the Family and Medical Leave Act (FMLA). It ensures that the employee's or their family member's health condition is validated by a healthcare provider, aligning with FMLA requirements. This certification plays a critical part in the employer's decision to approve FMLA leave. The process is straightforward but requires attention to detail to avoid denial of leave due to incomplete or insufficient information.
Ensuring each step is carefully followed and the form is accurately completed will facilitate a smoother process in requesting FMLA leave for health reasons.
What is the purpose of Form WH-380-E?
The WH-380-E form serves as a certification for employees seeking leave under the Family and Medical Leave Act (FMLA) due to their own serious health condition. It requires a health care provider to verify the condition and provide necessary details about the need for leave.
Who needs to fill out Form WH-380-E?
This form is filled out by a health care provider at the request of an employee who is applying for FMLA leave due to a serious health condition that makes the employee unable to perform the functions of their job.
What information is required on Form WH-380-E?
Form WH-380-E requires the health care provider’s contact information, details about the employee's serious health condition, including symptoms, diagnosis, expected duration, and any regimen of continuing treatment. It also asks for information regarding the amount of leave needed, whether the leave is continuous or intermittent, and whether the employee is unable to perform any essential job functions due to their condition.
How long does an employee have to submit Form WH-380-E to their employer?
An employer must give the employee at least 15 calendar days to provide the completed certification from the date it is requested, unless it is not feasible despite the employee's diligent, good faith efforts.
What happens if an employee does not submit the completed Form WH-380-E?
If the employee fails to provide the completed form within the timeframe allowed, or if the certification is deemed incomplete or insufficient, the employer may deny the FMLA leave request until the required certification is provided.
Can an employer request more information than what is provided on Form WH-380-E?
No, employers may not request more information than what is allowed under FMLA regulations. The form is designed to ask for the necessary information for a complete and sufficient medical certification.
What are the privacy considerations concerning Form WH-380-E?
Employers must handle the medical information contained in Form WH-380-E as confidential medical records. They must keep such records in separate files from the usual personnel files and comply with the confidentiality requirements under the Americans with Disabilities Act and the Genetic Information Nondiscrimination Act, where applicable.
Is the use of Form WH-380-E mandatory?
While the use of this specific form is optional, the information it requests is mandatory for an FMLA leave request due to a serious health condition. Employers and health care providers may use a different form as long as it requests the same information.
Where should the completed Form WH-380-E be sent?
The completed form should not be sent to the Department of Labor. It must be returned to the patient (employee) who must then submit it to their employer to support their FMLA leave request.
Filling out the WH-380-E form can be tricky, and often, people make mistakes that can delay or complicate the process of taking medical leave under the Family and Medical Leave Act (FMLA). One common mistake is not providing clear and complete information in Section II, which is for the health care provider to complete. This section requires specific medical facts about the employee's serious health condition. When these details are vague or incomplete, it can lead to unnecessary back-and-forth between the employer, the employee, and their health care provider.
Another area where errors frequently occur is with the dates provided in the form, such as the date the condition started or will start, and estimates on how long the condition has lasted or will last. Accuracy here is crucial. Giving broad or inaccurate time frames can lead to issues in getting the necessary leave approved since the employer must understand the severity and timing of the condition to accommodate the leave request properly.
Many people also overlook the necessity of checking the correct boxes in Part A that correspond with the nature of the serious health condition. This section is essential for determining the type of FMLA leave the employee is eligible for, whether it be for inpatient care, incapacity plus treatment, pregnancy, chronic conditions, and so on. Failing to check the appropriate box or boxes may result in incomplete certification.
Frequently, the amount of leave needed is not specified clearly enough in Part B of the form. Terms such as "lifetime," "unknown," or "indeterminate" are not helpful to an employer trying to plan for an employee's absence. The health care provider must give their best estimate based on their medical knowledge and experience to avoid delays.
Not including the health care provider’s contact information at the beginning of Section II is a common oversight that can cause verification issues for the employer. This information is vital for authenticity purposes and any necessary follow-up regarding the provided information.
Another mistake lies in not adequately describing the medical facts related to the condition in question. This part of the form allows the health care provider to give additional context that might help explain the need for leave better, including symptoms, diagnosis, or a regimen of continuing treatment.
A significant number of people also fail to complete Section I properly, which is intended for the employer and employee. This section gathers basic information but is vital for the processing of the form. Incorrect or incomplete entries here can lead to confusion or delays in processing the FMLA leave.
Moreover, both employees and healthcare providers sometimes miss signing and dating the form at the end of Sections II and III. A signature is crucial as it certifies the information provided is accurate to the best of the signer's knowledge. A missing signature can result in the form being returned, unduly extending the process.
Last but not least, misunderstanding the purpose of Part C can result in incomplete or irrelevant information being provided. This section should relate the medical condition back to the employee's essential job functions, determining what they can or cannot perform. Misinterpretation of this section can affect the FMLA leave approval process, as it aims to understand how the condition affects the employee's ability to perform their job.
The WH-380-E form, a Certification of Health Care Provider for an Employee's Serious Health Condition under the Family and Medical Leave Act (FMLA), is a crucial document for employees seeking FMLA leave due to their own serious health issues. However, this form often accompanies or requires additional forms and documents to fully support an FMLA leave request or to adhere to employer-specific requirements. The documentation can vary based on the nature of the leave, the employer's policies, and any state-specific requirements that complement federal FMLA provisions.
Together, these forms and documents facilitate the administration and implementation of the FMLA, ensuring that employees taking leave for serious health conditions or family military reasons have their rights protected, while also providing employers with the necessary information to manage these leaves. It is important for both parties to understand the purpose and requirements of each document to ensure compliance with FMLA rules and avoid complications.
The WH-380-F form, titled Certification of Health Care Provider for Family Member’s Serious Health Condition, is significantly similar to the WH-380-E form, primarily in its purpose to substantiate a FMLA leave request. Where the WH-380-E form is geared towards an employee's own serious health condition, the WH-380-F is designed to document a family member's condition that necessitates the employee's time off for care or support. Both forms require detailed medical information from a health care provider, including diagnosis, anticipated duration of the condition, and specific needs for care or treatment, emphasizing their roles in validating the need for FMLA leave.
The U.S. Department of Labor’s WH-384 form, Certification of Qualifying Exigency For Military Family Leave, shares its foundational purpose with the WH-380-E form, as both are pivotal in approving FMLA leave. The WH-384 form differs as it focuses on non-medical emergencies related to a family member's military deployment, such as attending military events, arranging for childcare, or addressing financial and legal arrangements. Like WH-380-E, it ensures employees have the right documentation for leave, but it caters specifically to the unique circumstances military families face.
The WH-385 form, Certification for Serious Injury or Illness of Current Servicemember for Military Family Leave, parallels the WH-380-E form in its requirement for detailed medical documentation to support FMLA leave. However, it specifically caters to the family members of current servicemembers, requiring information on the servicemember’s health condition as a result of duty. Both forms validate the seriousness of the condition and the necessity for leave, ensuring employees or their family members receive adequate time for recovery or care.
The WH-385-V form, Certification for Serious Injury or Illness of a Veteran for Military Caregiver Leave, and the WH-380-E are alike as they both demand comprehensive medical certification to justify FMLA leave. The key difference lies in the WH-385-V form’s focus on veterans, acknowledging post-service conditions that may require a family member’s care. This emphasizes the continued support necessary for the well-being of veterans, paralleling the intent behind the WH-380-E form to accommodate employees’ health needs through adequately documented leave.
ABS form, Application for Benefit of Savings, shares a connection with the WH-380-E in its requirement for thorough documentation, albeit for a different purpose. The ABS form is utilized within government retirement benefit application processes, requiring specific personal and financial information. Both the ABS and WH-380-E forms illustrate the importance of detailed and accurate documentation in processing personal claims, whether for health-related leave or financial benefits.
The SSA-827 form, Authorization to Disclose Information to the Social Security Administration, while not used for FMLA leave, is akin to the WH-380-E in its emphasis on gathering detailed health information. This form grants the SSA permission to access an individual’s medical records to make decisions on disability benefits. Both forms underscore the necessity of comprehensive health documentation in determining eligibility for certain benefits or leave, highlighting the care taken in protecting individuals’ rights and needs.
The I-693 form, Report of Medical Examination and Vaccination Record, used in immigration processes, similarly insists on in-depth health information like the WH-380-E. It requires a designated civil surgeon’s certification of medical examination for applicants seeking permanent residency in the U.S. Although the contexts differ vastly, both forms underscore the critical role of health documentation in administrative processes, aiming to safeguard public and individual health and well-being.
When dealing with the WH-380-E form for the Family and Medical Leave Act (FMLA), ensuring accuracy and completeness is key to a successful submission. Here are five essential do's and don'ts to consider during the process:
There are several misconceptions about the Form WH-380-E, which is used for the certification of an employee’s serious health condition under the Family and Medical Leave Act (FMLA). Understanding these misconceptions can help employees and employers navigate the FMLA process more effectively.
Dispelling these misconceptions assists both employees and employers in better understanding their rights and obligations under the FMLA. Adequate knowledge ensures that the FMLA process is conducted smoothly and fairly.
Understanding the WH-380-E form, designated for certifying a serious health condition under the Family and Medical Leave Act (FMLA), is crucial for both employees and employers. This form safeguards the rights of employees to take unpaid, job-protected leave for specified family and medical reasons, with continuation of group health insurance coverage under the same terms and conditions as if the employee had not taken leave. Here are five key takeaways regarding its use and purpose:
Collectively, these aspects of the WH-380-E form facilitate a standardized process for requesting FMLA leave, highlight the importance of medical verification, and safeguard employee information. Ensuring correct completion and handling of this form is essential in upholding the rights and responsibilities framed by the FMLA.
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